- Wells Fargo (West Palm Beach, FL)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Truist (Tampa, FL)
- …JOB SUMMARY Provide consultative, sales and technical support to one or more Financial Advisors, working closely with the Financial Advisors to meet the ... clients and actively sourcing prospective clients. Provides leadership to the Financial Advisor team, contributing to the short and long-term strategic planning… more
- Truist (Ocala, FL)
- …with a focus on analyzing objectives and risk tolerance to determine which financial strategies and solutions best meet the client's needs. ESSENTIAL DUTIES AND ... investment solutions to help clients work toward their long-term financial goals. 2. Set the strategic direction of the...Advisor team to increase assets under management, sales and service . 3. Develop and maintain a profitable level of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... complex problems. + Deliver preestablished outcomes and/or provide support services while operating within the organization's established regulatory and...registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- Truist (Tampa, FL)
- …4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 ... Charlotte, NC. Responsible for the general servicing and support of the Financial Advisors within our Centralized Group. This includes administrative and operational… more
- First Horizon Bank (Coral Gables, FL)
- …foster business development. **Qualifications** : * 4+ years experience in the Financial Services industry. * Bachelor's Degree required from accredited college ... communication skills. **About Us** First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and… more
- Wells Fargo (Fort Lauderdale, FL)
- …or private banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or ... license(s) + 3+ years of experience in a licensed financial services position + Customer service...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Charles Schwab (Orlando, FL)
- …Bachelor's degree or 1+ year experience in the financial industry + 6 + months Customer Service experience (internships and collegiate activities will be ... advisor's needs. We pride ourselves in providing superior customer service while being detail-oriented. A successful Advisor Services...with regulatory or risk issues preferred + SIE or Series 7 preferred, but not required + Cost basis… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client ... Service Associate who is a motivated, detail oriented and creative...Series 7 required or willing to obtain within 6 months. + Series 63, 65 and/or 66… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …requires a strategic mindset, strong leadership, and a deep understanding of financial services operations to ensure seamless execution and continuous ... with a strong focus on compliance, client experience, and service quality. Oversee multiple functional areas within the department,...within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38… more