• Branch Operations Manager (Chattanooga, TN)…

    Raymond James Financial, Inc. (Chattanooga, TN)
    …3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - ... of team/personal objectives. Supervise a team providing administrative and service operations support and have deep expertise in the...Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
    Raymond James Financial, Inc. (05/10/25)
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  • Relationship Banker- West

    Wells Fargo (Nashville, TN)
    …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... those needs + Experience using business acumen to provide financial services consultation to small business customers...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
    Wells Fargo (05/23/25)
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  • Retirement Services District Manager

    ADP (Nashville, TN)
    …+ Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; candidates with great sales ... ADP is hiring a **Sales Representative for Retirement Services ** . + **_Are you ready to control...** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** + **_Are… more
    ADP (03/04/25)
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  • AMP Financial Advisor Trainee (Cool…

    Raymond James Financial, Inc. (Franklin, TN)
    …3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - ... balance new client development, sales activities, investment management, customer service and compliance with personal and professional growth and...Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
    Raymond James Financial, Inc. (05/16/25)
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  • Branch Service Advisor | 8am-5pm…

    Raymond James Financial, Inc. (Memphis, TN)
    …be applied._ + ** Series 7 License** **required,** _or ability to obtain within six ( 6 ) months._ + ** Series 63 (or 66) License** **required** , _or ability to ... or Southfield, MI Corporate Offices. **Responsibilities** : + Provide advanced product/ service information and respond to complex customer questions about the… more
    Raymond James Financial, Inc. (05/29/25)
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  • Financial Advisor - Investment…

    Truist (Germantown, TN)
    …teammates and other internal business partners to uncover and ensure unmet client financial needs are fulfilled. 6 . Conduct branch training sessions and ... on analyzing objectives and risk tolerance to determine which financial strategies and solutions best meet the client's needs....Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of… more
    Truist (03/06/25)
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  • Senior Branch Premier Banker- Memorial Blvd…

    Wells Fargo (Murfreesboro, TN)
    …or private banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or ... license(s) + 3+ years of experience in a licensed financial services position + Customer service...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
    Wells Fargo (05/20/25)
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  • Centralized Brokerage Client Service…

    Truist (Brentwood, TN)
    …4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 ... Charlotte, NC. Responsible for the general servicing and support of the Financial Advisors within our Centralized Group. This includes administrative and operational… more
    Truist (05/16/25)
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  • Brokerage Financial Consultant

    Truist (Memphis, TN)
    …JOB SUMMARY Provide consultative, sales and technical support to one or more Financial Advisors, working closely with the Financial Advisors to meet the ... clients and actively sourcing prospective clients. Provides leadership to the Financial Advisor team, contributing to the short and long-term strategic planning… more
    Truist (05/15/25)
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  • Administrative Operations Senior Manager (Fixed…

    Raymond James Financial, Inc. (Memphis, TN)
    …related discipline with a minimum of eight (8) years of relevant experience in a financial services environment required. + OR ~ + An equivalent combination of ... 6 to 10 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 24_TP - Sec Trader… more
    Raymond James Financial, Inc. (05/06/25)
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