- Raymond James Financial, Inc. (Memphis, TN)
- …& Concierge Services team, providing high-touch support by processing Financial Advisor requests, resolving inquiries, and addressing service needs with ... for resolving client queries and complaints. + Provide exceptional service to Financial Advisors and their teams....7 License** **required,** _or ability to obtain within six ( 6 ) months._ + ** Series 63 (or 66)… more
- Truist (Hendersonville, TN)
- …teammates and other internal business partners to uncover and ensure unmet client financial needs are fulfilled. 6 . Conduct branch training sessions and ... on analyzing objectives and risk tolerance to determine which financial strategies and solutions best meet the client's needs....Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of… more
- Raymond James Financial, Inc. (Memphis, TN)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this role… more
- Truist (Memphis, TN)
- …JOB SUMMARY Provide consultative, sales and technical support to one or more Financial Advisors, working closely with the Financial Advisors to meet the ... clients and actively sourcing prospective clients. Provides leadership to the Financial Advisor team, contributing to the short and long-term strategic planning… more
- First Horizon Bank (Chattanooga, TN)
- …foster business development. **Qualifications** : * 4+ years experience in the Financial Services industry. * Bachelor's Degree required from accredited college ... communication skills. **About Us** First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and… more
- Wells Fargo (Hermitage, TN)
- …or private banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or ... license(s) + 3+ years of experience in a licensed financial services position + Customer service...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Raymond James Financial, Inc. (Memphis, TN)
- …holding company, headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its ... partner to our Financial Advisor teams by providing expertise with financial services related supervision and compliance issues. + Have confidence in… more
- Raymond James Financial, Inc. (Memphis, TN)
- …will bring strong leadership, a client-first mindset, and a deep understanding of financial services operations to drive continuous improvement and support the ... within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38...6 years **Certifications** OS - Operations Professional - Financial Industry Regulatory Authority (FINRA), Securities Industry Essentials Exam… more
- US Bank (Nashville, TN)
- …Up to three years of experience in Wealth Management private banking or financial services - Series 6 -63 or Series 7-63 licenses **Preferred ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...deliver the full spectrum of US Bank products and services with respect to capabilities and solutions, which includes… more
- First Horizon Bank (Memphis, TN)
- … billion in assets as of September 30, 2024, is a leading regional financial services company, dedicated to helping our clients, communities and associates ... up-to-date customer/broker relations. + Utilization of computer applications for services such as market evaluation, portfolio accounting, compliance and...manner if licenses are not already held - SIE, Series 7, Series 52 and Series… more