- Raymond James Financial, Inc. (Memphis, TN)
- …be applied._ + ** Series 7 License** **required,** _or ability to obtain within six ( 6 ) months._ + ** Series 63 (or 66) License** **required** , _or ability to ... or manager for any exceptions from mandatory procedure. + Provide advanced product/ service information and respond to complex customer questions about the product/… more
- Truist (Hendersonville, TN)
- …teammates and other internal business partners to uncover and ensure unmet client financial needs are fulfilled. 6 . Conduct branch training sessions and ... on analyzing objectives and risk tolerance to determine which financial strategies and solutions best meet the client's needs....Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of… more
- Raymond James Financial, Inc. (Memphis, TN)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... complex problems. + Deliver preestablished outcomes and/or provide support services while operating within the organization's established regulatory and...registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- Truist (Memphis, TN)
- …JOB SUMMARY Provide consultative, sales and technical support to one or more Financial Advisors, working closely with the Financial Advisors to meet the ... clients and actively sourcing prospective clients. Provides leadership to the Financial Advisor team, contributing to the short and long-term strategic planning… more
- First Horizon Bank (Chattanooga, TN)
- …foster business development. **Qualifications** : * 4+ years experience in the Financial Services industry. * Bachelor's Degree required from accredited college ... communication skills. **About Us** First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and… more
- First Horizon Bank (Memphis, TN)
- … billion in assets as of September 30, 2024, is a leading regional financial services company, dedicated to helping our clients, communities and associates ... Bloomberg application is a plus + Series 7 is a plus + Knowledge of financial /business terminology is a plus **About FHN Financial ** FHN Financial is an… more
- Raymond James Financial, Inc. (Memphis, TN)
- …requires a strategic mindset, strong leadership, and a deep understanding of financial services operations to ensure seamless execution and continuous ... with a strong focus on compliance, client experience, and service quality. Oversee multiple functional areas within the department,...within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38… more
- Truist (Collierville, TN)
- …degree with a concentration in business, accounting, finance, banking or equivalent financial services experience and related training. 2. Minimum of five ... years of financial services experience working with clients dealing...4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …and Series 99 within 120 days (as required by FINRA) is required. Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level registrations: ... required to identify, research, analyze, and resolve issues. Monitors productivity and service levels using the various reports available. Strong people leader to… more
- Fifth Third Bank, NA (Franklin, TN)
- …and service process. + Demonstrate ability to simplify and communicate complex financial concepts. + Maintain the sales and service environment by actively ... Program customers and mass affluent prospects. Proactively contact and service customers in the sales and service ...certification and complete ongoing educational requirements as prescribed. + Series SIE, 6 , 63 and insurance licenses… more