- Raymond James Financial, Inc. (Memphis, TN)
- …be applied._ + ** Series 7 License** **required,** _or ability to obtain within six ( 6 ) months._ + ** Series 63 (or 66) License** **required** , _or ability to ... or manager for any exceptions from mandatory procedure. + Provide advanced product/ service information and respond to complex customer questions about the product/… more
- Truist (Germantown, TN)
- …teammates and other internal business partners to uncover and ensure unmet client financial needs are fulfilled. 6 . Conduct branch training sessions and ... on analyzing objectives and risk tolerance to determine which financial strategies and solutions best meet the client's needs....Banking, or equivalent education and related experience. 2. FINRA Series 7, 66 (63 and 65 in lieu of… more
- Wells Fargo (Nashville, TN)
- …registration (or FINRA recognized equivalents) + Financial services experience + Client services experience + 6 + months of client or sales services ... Wells Fargo Advisors training program for meeting personal, professional, and organizational client service and financial goals within the Financial Advisory… more
- Raymond James Financial, Inc. (Knoxville, TN)
- …offers a comprehensive education for the next generation of Raymond James Financial Advisors. The program takes a holistic approach by incorporating training for ... for success. In conjunction with a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual… more
- Truist (Memphis, TN)
- …JOB SUMMARY Provide consultative, sales and technical support to one or more Financial Advisors, working closely with the Financial Advisors to meet the ... clients and actively sourcing prospective clients. Provides leadership to the Financial Advisor team, contributing to the short and long-term strategic planning… more
- First Horizon Bank (Chattanooga, TN)
- …foster business development. **Qualifications** : * 4+ years experience in the Financial Services industry. * Bachelor's Degree required from accredited college ... communication skills. **About Us** First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and… more
- First Horizon Bank (Memphis, TN)
- … billion in assets as of September 30, 2024, is a leading regional financial services company, dedicated to helping our clients, communities and associates ... Bloomberg application is a plus + Series 7 is a plus + Knowledge of financial /business terminology is a plus **About FHN Financial ** FHN Financial is an… more
- Jackson National Life Insurance Company (Nashville, TN)
- …the licensing and complete the necessary training for a sales career in the financial services industry. This is achieved by learning about the industry, ... months after being hired.** **Essential Responsibilities** + Obtains SIE, Series 6 , 63 and State Life Insurance...+ Participates in trainings and develops knowledge of the financial services industry. + Works with Internal… more
- Raymond James Financial, Inc. (Memphis, TN)
- …of internal controls, risk management, and regulatory compliance in a brokerage or financial services environment. + Proven ability to manage multiple priorities ... coaching and guidance to staff on quality standards and financial control procedures. + Analyze performance data to identify...within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38… more
- Truist (Savannah, TN)
- …degree with a concentration in business, accounting, finance, banking or equivalent financial services experience and related training. 2. Minimum of five ... years of financial services experience working with clients dealing...4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and… more