- Wells Fargo (Kingsland, TX)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- TIAA (Frisco, TX)
- …company fueled by world-class asset management. But weʼre not just another legacy financial services firm. Weʼre fighting harder than ever before for our ... need us. And weʼre hiring passionate, professional and caring Financial Services Consultants who are ready to...even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification… more
- Raymond James Financial, Inc. (Houston, TX)
- …- 13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series ... required production. * Provides a high level of client service . * Manages the full scope of a client...Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial… more
- Raymond James Financial, Inc. (Austin, TX)
- …and Responsibilities:** Become trained and skilled to effectively and efficiently perform the Financial Advisor role: * If hired as a team candidate, the team will ... required production. * Provides a high level of client service . * Manages the full scope of a client...scope of a client relationship by evaluating the client's financial needs, investment opportunities, current holdings and available investment… more
- ADP (Dallas, TX)
- … transactions, **_they are required to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job Responsibilities:** + ... **Retirement Services Representative (401k)** **Position Summary:** The Retirement ...other business units as needed. **Job Requirements:** + FINRA Series 6 and 63 securities licenses and… more
- Truist (Houston, TX)
- …4. Conducts financial and valuation analyses. 5. Formulates investment ideas. 6 . Writes draft research commentary. 7. Depending on experience and the needs of ... Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October 2019),...experience or academic study beyond BA/BS. 4. Mastery of financial and accounting concepts to facilitate the creation of… more
- Robert Half Finance & Accounting (Houston, TX)
- …Licenses is a requirement. * Series 65 qualification is necessary. * Must hold a Series 6 license. * Ability to provide excellent client service is a ... is offering an exciting opportunity for a Licensed Client Services Associate in Houston, Texas. As a Licensed Client...be integral to our team, handling customer relations, managing financial data, and ensuring the smooth operation of our… more
- ADP (Dallas, TX)
- …Service regarding qualified Plans. + Must have or be able to obtain the following licenses: SIE, Series 6 , Series 63, Series 26 + Experience in a high ... the day to day activities of a 401(K) client services team to ensure delivery of optimal service...experience with a TPA or record keeper. + General financial services background. General ERISA knowledge. +… more
- Raymond James Financial, Inc. (Fort Worth, TX)
- …years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client ... **Job Description Summary** Supports Financial advisors and their prospective and existing clients...Service Associate who is a motivated, detail oriented and… more
- Amazon (Dallas, TX)
- Description Amazon Web Services (AWS) is seeking a Finance Manager for the Analytics Service team. This role will own the end-to-end P&L for Dependent ... Services . This role works across multiple business and finance...stakeholders. Key job responsibilities - Manage and develop the financial analysis processes - Partner with and proactively communicate… more