- Wells Fargo (Houston, TX)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Aegon Asset Management (TX)
- …business field or equivalent experience + Five years of sales experience in the financial services industry + FINRA Series 6 or 7, and 63 + Outstanding ... than a century ago, we were among the first financial services companies in America to serve...hours annually for employees in their first year of service . + Ten (10) paid holidays per year (typically… more
- TIAA (Frisco, TX)
- …company fueled by world-class asset management. But weʼre not just another legacy financial services firm. Weʼre fighting harder than ever before for our ... need us. And weʼre hiring passionate, professional and caring Financial Services Consultants who are ready to...even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification… more
- ADP (San Antonio, TX)
- …+ Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; candidates with great sales ... ADP is hiring a **Sales Representative for Retirement Services ** . + **_Are you ready to control...** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** + **_Are… more
- Wells Fargo (Fort Worth, TX)
- …registration (or FINRA recognized equivalents) + Financial services experience + Client services experience + 6 + months of client or sales services ... Wells Fargo Advisors training program for meeting personal, professional, and organizational client service and financial goals within the Financial Advisory… more
- Raymond James Financial, Inc. (Dallas, TX)
- …offers a comprehensive education for the next generation of Raymond James Financial Advisors. The program takes a holistic approach by incorporating training for ... for success. In conjunction with a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual… more
- ADP (Dallas, TX)
- … transactions, **_they are required to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job Responsibilities:** + ... **Retirement Services Representative (401k)** **Position Summary:** The Retirement ...other business units as needed. **Job Requirements:** + FINRA Series 6 and 63 securities licenses and… more
- Truist (Houston, TX)
- …4. Conducts financial and valuation analyses. 5. Formulates investment ideas. 6 . Writes draft research commentary. 7. Depending on experience and the needs of ... Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October 2019),...experience or academic study beyond BA/BS. 4. Mastery of financial and accounting concepts to facilitate the creation of… more
- Truist (Westlake, TX)
- …JOB SUMMARY Provide consultative, sales and technical support to one or more Financial Advisors, working closely with the Financial Advisors to meet the ... clients and actively sourcing prospective clients. Provides leadership to the Financial Advisor team, contributing to the short and long-term strategic planning… more
- Wells Fargo (Rockwall, TX)
- …or private banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or ... license(s) + 3+ years of experience in a licensed financial services position + Customer service...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more