- KeyBank (Canton, OH)
- …High School Diploma (required) + Bachelor's Degree (preferred) **Licenses and Certifications** + FINRA License S7 Upon Hire (required) + FINRA Security Industry ... Essentials (SIE) Upon Hire (required) + FINRA License S66 and Resident State Insurance License Upon...Resident State Insurance License Upon Hire (required) or + FINRA License S63 Upon Hire (required) and + … more
- Huntington National Bank (Columbus, OH)
- …as assigned Basic Qualifications: + Bachelor's degree + 3-5 years of brokerage operations or FINRA comparable experience + Must be able to obtain FINRA SIE and ... additional 4 years' experience in brokerage operations and or FINRA product area may be considered in lieu of...environment + Detail oriented with strong organizational skills + FINRA SIE and Series 99 + If currently licensed… more
- Equitable (Cleveland, OH)
- …be authorized to work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment ... it takes you to complete the company sponsored required FINRA licenses and registrations and enter PEP + **Base...social impact and community engagement. Equitable Advisors, LLC, member FINRA , SIPC, (Equitable Financial Advisors in MI and TN)… more
- Foresters Financial Services (Dublin, OH)
- …administrative assistance while enhancing the service experience of clients*. *This role requires FINRA licensing within 12 months of hire to allow the incumbent to ... of support is dictated by whether the incumbent is FINRA licensed. + As directed by the representative, based...money + Prospecting and telephone techniques (if you become FINRA licensed) + Compliance training What you need to… more
- Equitable (Cincinnati, OH)
- …be authorized to work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment ... it takes you to complete the company sponsored required FINRA licenses and registrations and enter PEP + **Stable...social impact and community engagement. Equitable Advisors, LLC, member FINRA , SIPC, (Equitable Financial Advisors in MI and TN)… more
- Cleveland Research Company (Cleveland, OH)
- …assessment reviews + Conduct reviews of client account files and other required FINRA files + Attend internal department training sessions and client webinars for ... any Compliance questions + Assist with FINRA exams as applicable + Assist with annual compliance...+ Assist with annual compliance reporting requirements + Review FINRA notices and relevant industry news, follow up with… more
- KeyBank (Akron, OH)
- …Diploma (required) or + Bachelor's Degree (preferred) **Licenses and Certifications** + FINRA Security Industry Essentials (SIE) Upon Hire (required) + FINRA ... License S7 Upon Hire (required) + FINRA License S66 or S63 and 65 Upon Hire (required) + Certified Financial Planner (CFP) (preferred) + Resident State Insurance Licenses (Life, Variable, and Accident/Health or Life & Disability) (required) **Tactical… more
- KeyBank (Sandusky, OH)
- …on digital platforms and capabilities within Key (required) **Licenses and Certifications** + FINRA License S6 Upon Hire (required) + FINRA License S63 Upon ... Hire (required) + FINRA Security Industry Essentials (SIE) Upon Hire (required) + Life and Health Insurance Licenses Upon Hire (required) **Tactical Skills** + Is knowledgeable about the client's accounts and business with the bank and uses sound judgment… more
- PNC (Cleveland, OH)
- …at the 1900 E. 9th Street location. **Job Description** + Licensing requirements: FINRA Series 99 or equivalent license. + Oversees operations workflow and assists ... be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 99 or other qualifying exam required. **Pay… more
- Equitable (Columbus, OH)
- …and have a developed client base * Must be licensed: State Life and Health, SIE, FINRA Series 7, 66, & 24 exams * Ability to draw upon past/present experiences and ... Advisors' Virtual University * Columbia Holistic Financial Coach Program * Sponsorship for FINRA licensing + Working closely with top leadership thru 1:1 coaching +… more