• Associate Private Client Advisor

    KeyBank (Canton, OH)
    …High School Diploma (required) + Bachelor's Degree (preferred) **Licenses and Certifications** + FINRA License S7 Upon Hire (required) + FINRA Security Industry ... Essentials (SIE) Upon Hire (required) + FINRA License S66 and Resident State Insurance License Upon...Resident State Insurance License Upon Hire (required) or + FINRA License S63 Upon Hire (required) and + … more
    KeyBank (05/29/25)
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  • Wealth Management Associate - Retirement Benefits…

    Equitable (Cleveland, OH)
    …be authorized to work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment ... it takes you to complete the company sponsored required FINRA licenses and registrations and enter PEP + **Base...social impact and community engagement. Equitable Advisors, LLC, member FINRA , SIPC, (Equitable Financial Advisors in MI and TN)… more
    Equitable (08/15/25)
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  • Broker Dealer Ops Analyst 3

    Huntington National Bank (Columbus, OH)
    …as assigned Basic Qualifications: + Bachelor's degree + 3-5 years of brokerage operations or FINRA comparable experience + Must be able to obtain FINRA SIE and ... additional 4 years' experience in brokerage operations and or FINRA product area may be considered in lieu of...environment + Detail oriented with strong organizational skills + FINRA SIE and Series 99 + If currently licensed… more
    Huntington National Bank (08/08/25)
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  • Sales Support Associate

    Foresters Financial Services (Dublin, OH)
    …administrative assistance while enhancing the service experience of clients*. *This role requires FINRA licensing within 12 months of hire to allow the incumbent to ... of support is dictated by whether the incumbent is FINRA licensed. + As directed by the representative, based...money + Prospecting and telephone techniques (if you become FINRA licensed) + Compliance training What you need to… more
    Foresters Financial Services (07/16/25)
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  • Entry Level - Financial Advisor

    Equitable (Cincinnati, OH)
    …be authorized to work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment ... it takes you to complete the company sponsored required FINRA licenses and registrations and enter PEP + **Stable...social impact and community engagement. Equitable Advisors, LLC, member FINRA , SIPC, (Equitable Financial Advisors in MI and TN)… more
    Equitable (07/13/25)
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  • Compliance Associate

    Cleveland Research Company (Cleveland, OH)
    …assessment reviews + Conduct reviews of client account files and other required FINRA files + Attend internal department training sessions and client webinars for ... any Compliance questions + Assist with FINRA exams as applicable + Assist with annual compliance...+ Assist with annual compliance reporting requirements + Review FINRA notices and relevant industry news, follow up with… more
    Cleveland Research Company (05/23/25)
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  • Licensed Private Client Banker

    KeyBank (Eastlake, OH)
    …on digital platforms and capabilities within Key (required) **Licenses and Certifications** + FINRA License S6 Upon Hire (required) + FINRA License S63 Upon ... Hire (required) + FINRA Security Industry Essentials (SIE) Upon Hire (required) + Life and Health Insurance Licenses Upon Hire (required) **Tactical Skills** + Is knowledgeable about the client's accounts and business with the bank and uses sound judgment… more
    KeyBank (08/14/25)
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  • Private Client Advisor

    KeyBank (Sandusky, OH)
    …Diploma (required) or + Bachelor's Degree (preferred) **Licenses and Certifications** + FINRA Security Industry Essentials (SIE) Upon Hire (required) + FINRA ... License S7 Upon Hire (required) + FINRA License S66 or S63 and 65 Upon Hire (required) + Certified Financial Planner (CFP) (preferred) + Resident State Insurance Licenses (Life, Variable, and Accident/Health or Life & Disability) (required) **Tactical… more
    KeyBank (08/13/25)
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  • Wealth Management Advisor

    Equitable (Columbus, OH)
    …and have a developed client base * Must be licensed: State Life and Health, SIE, FINRA Series 7, 66, & 24 exams * Ability to draw upon past/present experiences and ... Advisors' Virtual University * Columbia Holistic Financial Coach Program * Sponsorship for FINRA licensing + Working closely with top leadership thru 1:1 coaching +… more
    Equitable (07/13/25)
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  • Associate - Medina Group of Thrivent

    Thrivent Financial (Medina, OH)
    …Lutheran community and nonprofit organizations. Thrivent Investment Management Inc. is a FINRA and SIPC member and a wholly owned subsidiary of Thrivent Financial ... the financial representative. Thrivent Investment Management Inc. is the sponsor for FINRA registration and Thrivent Financial for Lutherans is the sponsor for… more
    Thrivent Financial (07/04/25)
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