- Thrivent Financial (Medina, OH)
- …Lutheran community and nonprofit organizations. Thrivent Investment Management Inc. is a FINRA and SIPC member and a wholly owned subsidiary of Thrivent Financial ... the financial representative. Thrivent Investment Management Inc. is the sponsor for FINRA registration and Thrivent Financial for Lutherans is the sponsor for… more
- Hantz Group (Independence, OH)
- …Vol LTD, Vol Life, Flexible Spending + Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7, FINRA Series ... 66, State Life, Accident & Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for all required licensing on a loan basis. The Company does not discriminate in employment opportunities or practices on the basis of race, color,… more
- Hantz Group (Willoughby, OH)
- …Vol LTD, Vol Life, Flexible Spending + Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7, FINRA Series ... 66, State Life, Accident & Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for all required licensing on a loan basis. The Company does not discriminate in employment opportunities or practices on the basis of race, color,… more
- KeyBank (Brooklyn, OH)
- …KIS registered representatives. **Essential Job Functions:** *Act as formally designated FINRA general principal in all regulatory capacities for activities of KIS ... experience in securities supervision/compliance activity within a brokerage or bank-based brokerage firm. * FINRA Series 7, 63 & 65 (or 66), 24, and 53 licenses… more
- PNC (Springfield, OH)
- …sit at the Springfield East Branch. **Job Description** + Licensing requirements: FINRA Series 7/66 (63/65). Life & Health Insurance required. + Consults on ... may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 66 (or 63,65) required. Life and Health… more
- US Bank (Cincinnati, OH)
- …- One to two years of job-related experience in a financial sales position - FINRA licenses: Series 7, 63 and 65 OR Series 7 and 66 Preferred Skills/Experience - ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- Truist (Cincinnati, OH)
- …bank products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable ... and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA licenses must be transferred within 60 days of job entry date. Must be SAFE… more
- PNC (Cincinnati, OH)
- …may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 66 (or 63,65) required. Candidates being ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- Huntington National Bank (Columbus, OH)
- …of experience within Investments/Financial Services + Must obtain within 12 months of hire the FINRA SIE, Series 7 and Series 63 + 1 or more years of customer ... within Preferred Qualifications: + At least 1 year of Broker dealer experience + FINRA SIE, Series 7 and Series 63 + Proven experience in client service, operations,… more
- PNC (Akron, OH)
- …service) may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7, 66 (or 63 & 65) required. Life and ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more