• Compliance Risk Consultant - Business Banking

    US Bank (Cincinnati, OH)
    …Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank ... Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and… more
    US Bank (07/15/25)
    - Related Jobs

  • Equity Research Associate- Entry Level

    Cleveland Research Company (Cleveland, OH)
    …program including classroom style sessions and job shadow experiences + Become certified with FINRA after passing your SIE, Series 7, 63, 86, and 87 exams + Travel ... to visit our institutional money manager clients Position Requirements: + A graduate or an undergraduate business degree + Entry level with experience in a Finance, accounting or Consulting related field + Strong work ethic and interest in learning the equity… more
    Cleveland Research Company (07/15/25)
    - Related Jobs

  • Market Developer

    Thrivent Financial (Columbus, OH)
    …+ Will and skill to commit to joint field work expectations. + Licensing + FINRA Series 7, 63/65 or 66 required or obtained within 90 days. + State insurance ... licensed and appointed in life, health and variable lines of authority or attained within 90 days. + State securities registered and insurance licensed and appointed in all states that comprise the market or are aligned to specific financial advisors that are… more
    Thrivent Financial (07/15/25)
    - Related Jobs

  • Audit Manager Sr - Quality Assurance

    PNC (Cleveland, OH)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (07/15/25)
    - Related Jobs

  • Corporate Facility Manager

    PNC (Strongsville, OH)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (07/12/25)
    - Related Jobs

  • Software Engineer Lead (Production Support)

    PNC (Strongsville, OH)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (07/11/25)
    - Related Jobs

  • Relationship Manager I - Business Banking

    PNC (New Albany, OH)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (07/11/25)
    - Related Jobs

  • Originator III Asset-Based Lending

    Citizens (Cleveland, OH)
    …+ Ability to travel as required as well as multi-task and function under pressure. + FINRA licenses 79 & 63 & SIE are required or will need to be obtained within ... 6 months of hire date. + Bachelors Degree required. Hours and Work Schedule Hours per Week: 40 Work Schedule: Monday - Friday Pay Transparency The salary range for this position is $230,000 - $275,000 per year, plus an opportunity to earn an annual… more
    Citizens (07/11/25)
    - Related Jobs

  • Sales Leader II - Community Development Banking…

    PNC (Cleveland, OH)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (07/10/25)
    - Related Jobs

  • Closely Held Bus Advisor I

    PNC (OH)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (07/10/25)
    - Related Jobs