- Wells Fargo (Charlotte, NC)
- …with Institutional Interest Rates Compliance, including Primary Dealer activities, CFTC Swap Dealer and Foreign Exchange Sales and Trading + The ability to ... credible challenge to ensure ongoing compliance. Macro Compliance covers the Interest Rates and Foreign Exchange Lines of Business as well as the CFTC Swap… more
- US Bank (Charlotte, NC)
- …which includes the Investment Grade Underwriting, Leverage Finance, Structured Credit, Derivatives, Foreign Exchange , Bond Sales & Trading, and Funding/Repo ... asset-backed securities and CLOs, interest rate derivatives, commodity derivatives, foreign exchange , subscription finance, private placements, and repo… more
- Truist (Charlotte, NC)
- …product domains and value chain such as Equities, Fixed Income, Foreign Exchange , Derivatives, Collateral management, Sales /Trading/Research, Settlements, ... configuring solutions, or using applications supporting Equities, Fixed Income, Derivatives, Foreign Exchange , Loan Trading and Syndication, Investment Banking,… more
- Bank of America (Charlotte, NC)
- …clients. He or she will partner with Corporate Bankers, Trade, Liquidity, Investment, Foreign Exchange partners and others across the enterprise to develop ... Treasury Sales Officer II Chicago, Illinois;New York, New York;...management, payments and receipts, trade and supply chain finance, FX and commercial card services, by complementing high tech… more
- Bank of America (Charlotte, NC)
- …for Global Markets sales , trading and underwriting business for securities, foreign exchange , fixed income, exchange traded derivatives, and ... to resolve payment queries, and complete manual Office of Foreign Assets Control (OFAC) sanctions scanning as needed. Any...experience + Partners with colleagues on the trade and sales support teams, as well as external agents +… more
- Wells Fargo (Charlotte, NC)
- …commercial real estate lending and servicing; investment banking; equity; foreign exchange , rates and fixed income solutions including sales , trading, and ... + Develop strategic partnerships across key stakeholders within Operations, Sales , and Compliance + Develop in-depth knowledge of key...to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III,… more
- Bank of America (Greensboro, NC)
- …for Global Markets sales , trading and underwriting business for securities, foreign exchange , fixed income, exchange traded derivatives, and ... accuracy before the requirements are sent to the client. + Liaise with sales / client outreach teams to obtain and validate correct documentation to fulfill refresh… more
- Bank of America (Charlotte, NC)
- …for Global Markets sales , trading and underwriting business for securities, foreign exchange , fixed income, exchange traded derivatives and ... risks and boost client experience * Partners with colleagues on the trade and sales support teams, as well as external agents * Creates reports; may liaise with… more
- Wells Fargo (Charlotte, NC)
- …commercial real estate lending and servicing; investment banking; equity; foreign exchange , rates and fixed income solutions including sales , trading, and ... Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that… more
- Wells Fargo (Charlotte, NC)
- …commercial real estate lending and servicing; investment banking; equity; foreign exchange , rates and fixed income solutions including sales , trading, and ... Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that… more