- M&T Bank (Buffalo, NY)
- … line the position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's ... net worth, and ultra-high net worth segments. ISWM business risk is responsible for building and executing the ...the foundation of a finance or banking career in front , middle, or back-office positions + Gain core knowledge… more
- Bank of America (New York, NY)
- …job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls...and Operational Risk training, both face-to-face and on- line . + Keep abreast of regulatory change/developments… more
- JPMorgan Chase (New York, NY)
- … Risk (CCOR) organization, you will effectively collaborate with Line of Business (LOB) and global/regional Compliance teams, including Internal Audit, ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...knowledge and experience in Compliance, along with familiarity with regulatory and audit best practices. Additionally, you will serve… more
- KeyBank (NY)
- …Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk Management group and will be ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk ...is an individual contributor and reports to the Consumer Line of Business Operational Risk Oversight Director.… more
- JPMorgan Chase (New York, NY)
- …with colleagues in other lines of business and other regions on regulatory matters, cross border questions, compliance risk assessments, project management ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center... (CCOR), you will act as an independent second line of defense and challenge function in the equity… more
- Bank of America (New York, NY)
- …job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... regulatory inquiries. + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management… more
- TD Bank (New York, NY)
- …effective internal controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team ... to support all TDS businesses globally in adherence to regulatory requirements, managing risk and having effective...and modeling strategies. + Serve as an authoritative first line voice with Model Risk and Algo… more
- Scotiabank (New York, NY)
- …Business Risk , contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing ... Regulation D and Regulation W; + Point person for front office business on operational/process, risk and...abuse, fair dealings with clients, auctions and compliance with regulatory requirements; + Collaborate with Compliance and Risk… more
- Bank of America (New York, NY)
- …calculation; or stress testing. + Has sustained experience effectively communicating with first- line markets trading and second- line risk management ... quantitative backgrounds, and the team comprises former traders, market risk managers, front office and finance quants,...Fundamental Review of the Trading Book and the wider regulatory environment (eg, Sound Practices for Model Risk… more
- Raymond James Financial, Inc. (New York, NY)
- …. Experience in broker-dealer or wealth management firms preferred, especially with exposure to front -office or first- line risk roles in addition to second- ... of risk information. . Ensures the business risk management practices comply with regulatory requirements...the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with… more