- MUFG (New York, NY)
- …details. We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. This role plays a key part within the First Line ... group. Key responsibilities: + Support the execution of the product risk management framework across wholesale lending, investment banking, and transaction banking… more
- TD Bank (New York, NY)
- …in a timely manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance, Front Office, RSM teams; and other ... Line supervisors in accordance with Firm policy and regulatory requirements. TD has been growing its US Broker...and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line… more
- KeyBank (NY)
- …Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk Management group and will be ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk ...is an individual contributor and reports to the Consumer Line of Business Operational Risk Oversight Director.… more
- Citigroup (Getzville, NY)
- …The role will require knowledge of Price Risk processes (first or second line risk management and/or valuation control) as well as change skills to define, ... 'Price Risk ' includes all aspects of market risk management across First Line and Second...improve the quality and value of data to meet regulatory commitments and enhance risk management. +… more
- Scotiabank (New York, NY)
- …Business Risk , contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing ... Regulation D and Regulation W; + Point person for front office business on operational/process, risk and...abuse, fair dealings with clients, auctions and compliance with regulatory requirements; + Collaborate with Compliance and Risk… more
- SMBC (New York, NY)
- … Risk and Analytics Group, Model Risk Group, and the Operational & Regulatory Risk Group. The Credit Risk Group maintains sound credit management ... with supervisory expectations. + Drive discussions with Analytics, Model Validation, IT, Front Office, Operations, Risk , Legal, Compliance, and other key… more
- Raymond James Financial, Inc. (New York, NY)
- …. Experience in broker-dealer or wealth management firms preferred, especially with exposure to front -office or first- line risk roles in addition to second- ... of risk information. . Ensures the business risk management practices comply with regulatory requirements...the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with… more
- Bank of America (New York, NY)
- …calculation; or stress testing. + Has sustained experience effectively communicating with first- line markets trading and second- line risk management ... quantitative backgrounds, and the team comprises former traders, market risk managers, front office and finance quants,...Fundamental Review of the Trading Book and the wider regulatory environment (eg, Sound Practices for Model Risk… more
- CIBC (New York, NY)
- …trends, and any new risks arising from regulatory changes. + Working with front - line staff and Risk Management to propose appropriate control thresholds ... serves as the primary liaison between all Capital Markets Front Office teams, and the Infrastructure and Risk...Risk and Control Self-Assessments. + Collaboration - Providing Line of Business (LOBs) with advice regarding development of… more
- Bank of America (New York, NY)
- …as review & challenge the Line of Business + Define the Liquidity Risk Limits and Early Warning Indicators (EWI); up- front engagement of Liquidity Risk ... limits are set based on specific analysis of the risk factors or are in line with...breach notifications to drive remediation, when necessary, by the Front Line Units. + Lead deep dives… more