- Scotiabank (New York, NY)
- …Business Risk , contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing ... Regulation D and Regulation W; + Point person for front office business on operational/process, risk and...abuse, fair dealings with clients, auctions and compliance with regulatory requirements; + Collaborate with Compliance and Risk… more
- Bank of America (New York, NY)
- …calculation; or stress testing. + Has sustained experience effectively communicating with first- line markets trading and second- line risk management ... quantitative backgrounds, and the team comprises former traders, market risk managers, front office and finance quants,...Fundamental Review of the Trading Book and the wider regulatory environment (eg, Sound Practices for Model Risk… more
- Raymond James Financial, Inc. (New York, NY)
- …. Experience in broker-dealer or wealth management firms preferred, especially with exposure to front -office or first- line risk roles in addition to second- ... of risk information. . Ensures the business risk management practices comply with regulatory requirements...the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with… more
- Bank of America (New York, NY)
- …Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit (FLU), Control Function, and Third ... teams in order to provide independent compliance and operational risk oversight of Front Line ...+ Monitoring, Surveillance, and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management… more
- Capital One (New York, NY)
- …risks to Capital One. Principal Risk Associates at Capital One are the front line of defense to ensure our Company remains stable and profitable. Principal ... the spotlight? Are you ready to work on the front line of a top 10 Bank?...units to identify, assess, and mitigate Network-specific operational and regulatory risks. The Business Risk Office designs… more
- Bank of America (New York, NY)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... from new products and new transactions + Support corporate-wide risk related initiatives, including regulatory change + Enhance the Risk landscape, by… more
- TD Bank (New York, NY)
- …Market Risk and Model Development (PnL, Risk , VaR), Market Risk Control, Operations/Data Services, Finance, Front Office, Technology and Compliance. + ... York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $150,000 -...to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the… more
- Capital One (New York, NY)
- Business Director, GenAI Risk As a Business Director at Capital One, you will apply your strategic and analytical skills to major company challenges. You'll team ... develop and test strategies that ultimately impact the bottom line . And you will do it all in a...leader to build and lead the Generative AI (GenAI) Risk function within Card Servicing Strategy. Card Servicing is… more
- Bloomberg (New York, NY)
- …- The ability for regular travel - Good understanding of the global buy-side risk regulatory landscape We'd love to see: - Demonstrated experience on Enterprise ... world-class pricing library, market data and mortgage cash flow engine enables front office, risk , middle office, collateral managers and other financial… more
- JPMorgan Chase (New York, NY)
- …testing, correctness of implementation, and suitability of performance metrics. + Liaise with front office, Finance and Risk professionals to monitor usage and ... Join JPMorgan Chase's Risk Management and Compliance team, where your expertise...validation, and monitoring. Lead initiatives to update standards in line with industry and regulatory changes. +… more