- Citigroup (New York, NY)
- …lines: + Solutions-oriented client engagement through-out the lifecycle of a client + First line of defense in risk managing credit risk and monitoring ... Risk Procedures manual and other Prime Finance policies. **Knowledge/Experience:** + Front office risk management or experience in a secured financing role… more
- City National Bank (New York, NY)
- …actions are taken when risk appetites are exceeded. * Engage and partner with front line risk functions to provide advice related to development and ... regulatory /enforcement activity and trends for impacts to business line activities. * Provide compliance advice and guidance to...report and validate corrective actions. * Challenge and aggregate front line risk assessments and… more
- Mizuho Corporate Bank (New York, NY)
- …and the line of business; as well as effectively challenge internal and regulatory risk ratings where appropriate. This role is hybrid and based in our ... Team CRAD's mission is to operate as a third line of defense ("3rd LOD") independent from the credit...credit ratings, adherence to policies and procedures, effective credit risk management, and address regulatory requirements. SummaryThis… more
- TD Bank (New York, NY)
- … regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment ... York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000...Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First- Line Risk and Control, and Front Office Technology to ... /compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Key Responsibilities:** + Data Governance & Quality… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First- Line Risk and Control, and Front Office Technology to ... sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory … more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. ** Line of Business:** Finance **Job Description:** The Treasury Liquidity Manager maintains, ... areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple functions or operations… more
- CIBC (New York, NY)
- …the overall effectiveness of the Compliance program; + Collaborating with Technology, Regulatory Operations and front office personnel on the development and ... Dealer and the CFTC Swap Dealer; 2) collaborating with Front Office and Technology personnel on developing and implementing...+ Assisting in the preparation of written responses to regulatory exams and inquiries; + Performing risk … more
- Bank of America (New York, NY)
- …to learn, grow, and make an impact. Join us! **Job Description:** Responsible for keeping line of sight into any data risk and related issues impacting the ... + Partner across DSM function, GRM leadership, GRM Data Steward Executives (DSE), Front - Line Unit and Control Function stakeholder teams and Technology to: +… more
- SMBC (New York, NY)
- …for Middle Market obligors, and provide an effective review and challenge to the front office ( line 1). * Prepare written executive summaries/comments of credit ... Skills** + Minimum 3+ years of relevant work experience preferably within a credit risk function (formal credit training preferred, second line of defense). +… more