- Citigroup (New York, NY)
- …including in managing large complex cross-company transformation programs, including Finance, Risk and Controls, Regulatory or Consulting roles, in financial ... managing risk systems. + Strong knowledge of Risk Management and/or Regulatory Reporting including knowledge...all organizational levels including the ability to influence senior Risk , Finance, Data and Business Line senior… more
- SMBC (New York, NY)
- …and transaction specifics, and provide an effective review and challenge to the front office (1st Line of Defense). + Prepare written executive ... entails the review and challenge of credit applications submitted by the front office and the preparation / presentation of executive summaries and recommendations… more
- JPMorgan Chase (Brooklyn, NY)
- …providing guidance on accounting for products. You will also work closely with the Front Office to optimize balance sheet and capital usage across the business and ... of Interest Rate trading and balance sheet strategies and risk management techniques via exposure to one of the...Oversee financial statements and management reporting for Global Rates Line of Business (LOB) ensuring compliance with corporate and… more
- HSBC (New York, NY)
- …and risk management + Strong understanding of the global regulatory and supervisory environment Insurers must navigate, including awareness on the various ... RWAs, balance sheet usage, and appropriate management of financial and non-financial risk + Create an inclusive and customer-centred culture across the region by… more
- TD Bank (New York, NY)
- …and documentation of new processes + Assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $95,000 -...front office and other groups globally to mitigate risk and deliver world class service to our global… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $250,000 - $250,000 USD TD is ... product expertise, market intelligence, and execution discipline to drive revenue, risk -optimized growth, and product modernization across the platform. This is a… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- JPMorgan Chase (New York, NY)
- …it for examinations and audits. + Liaise with other functions to represent the Front Office's interests in control and regulatory initiatives. + Conduct timely ... external partners to develop and execute on key initiatives, focus on operational risk excellence & control mitigation to manage continuous changes in the … more
- TD Bank (New York, NY)
- …a technical focus **Technical Skills:** . Knowledge of financial product valuation, risk systems, and front -to-back trade lifecycle. . Familiarity with financial ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Technology Solutions **Pay Detail:** - TD is committed to providing… more
- SMBC (New York, NY)
- …trading floor and the work environment is fast paced involving direct contact with front office staff, second line credit officers and our clients. The ... an SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB).… more