- Marex (New York, NY)
- …to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model for demonstrating ... supervision to the MDP and MSP business units (including Front Office as well as Operations, Finance, and other...regulator. Candidates with experience in roles with a heavy regulatory aspect (eg operations, trade reporting, operational risk… more
- JPMorgan Chase (Brooklyn, NY)
- …providing guidance on accounting for products. You will also work closely with the Front Office to optimize balance sheet and capital usage across the business and ... of Interest Rate trading and balance sheet strategies and risk management techniques via exposure to one of the...Oversee financial statements and management reporting for Global Rates Line of Business (LOB) ensuring compliance with corporate and… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Marex (New York, NY)
- …to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with. + Role model for demonstrating ... Support team is responsible for providing technical support for all front office and post-trade applications including trade capture, market data, settlement… more
- TD Bank (New York, NY)
- …while escalating issues in a timely manner. + Prepare and ensure accuracy in regulatory liquidity risk reporting, including submission to the Office of the ... and front -end technologies and languages. + Experience in liquidity risk measurement and/or management, including broad knowledge of the risks arising from… more
- SMBC (New York, NY)
- …trading floor and the work environment is fast paced involving direct contact with front office staff, second line credit officers and our clients. The ... an SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB).… more
- TD Bank (New York, NY)
- …a technical focus **Technical Skills:** . Knowledge of financial product valuation, risk systems, and front -to-back trade lifecycle. . Familiarity with financial ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Technology Solutions **Pay Detail:** - TD is committed to providing… more
- American Express (New York, NY)
- …can you expect?** + **Security Incident Response/Threat Intelligence ** + Act as the front line of defense at American Express protecting the brand, employees, ... in this vision is the work of the Technology Risk & Information Security organization, empowering the company to...in protection of the Brand and information assets, and regulatory compliance + Deliver cryptographic and key management solutions,… more
- EPAM Systems (New York, NY)
- …the most high-impact Markets Transformation initiatives in the industry. This is a front - line change leadership role - working directly with senior stakeholders ... across the front office, COO, risk , and technology to...sharp problem-solving capability **Nice to have** + Experience in regulatory change programs + Bachelor's degree or higher in… more
- TD Bank (New York, NY)
- … regulatory requirements and assisting business units to manage their regulatory risk . **Key Accountabilities** Shareholder + Consistently exercise discretion ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed… more