- Wells Fargo (New York, NY)
- …Independent Risk Management, seeking an appropriate balance between assisting front line businesses with obtaining counterparty credit approvals, while also ... within the Corporate & Investment Banking (CIB) Markets Division and is the front line credit team responsible for underwriting, grading, and ongoing monitoring… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $185,000 - $185,000 USD TD is ... to join our Equities Client Strategy & Analytics / Front Office Global Markets team. This is a high-impact...and adherence to internal policies / procedures and applicable regulatory guidelines is effective. This position also works with… more
- Neuberger Berman (New York, NY)
- …across workflows, data, controls, interfaces, and analytics. This team is the operational front line , aligned to Investment Teams and Traders to provide ... high-touch support, proactively monitor servicing, and resolve front -to-back issues impacting execution, risk , performance attribution and reporting. The role… more
- JPMorgan Chase (Brooklyn, NY)
- …an in-depth understanding of Interest Rate trading and balance sheet strategies and risk management techniques via exposure to one of the highest ranked Rates ... for products. You will also work closely with the Front Office to optimize balance sheet and capital usage...Oversee financial statements and management reporting for Global Rates Line of Business (LOB) ensuring compliance with corporate and… more
- TD Bank (New York, NY)
- …+ Implement and maintain strong controls to mitigate operational and financial risk . + **Stakeholder Management** + Partner with Front Office, Sales, ... **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $150,000 - $215,000 USD TD is… more
- Bank of America (New York, NY)
- …practices. Key responsibilities include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete ... processes and related internal controls to identify potential issues in meeting regulatory requirements or those causing increased operational risk ; + Advise… more
- Bank of America (New York, NY)
- …**Job Description:** This job is responsible for leading business analysis for a Line of Business (LOB) by producing all financial reporting and disclosures in ... partnership with senior management, front office, and other business stakeholders. Key responsibilities include applying a knowledge and understanding of product(s),… more
- ABM Industries (Jamaica, NY)
- …+ Partner with Learning & Development Team to ensure key programs are focused on front line managers and team members. + Ability to read and understand data ... legal as needed/required. + Provides day-to-day performance management guidance to front line leaders (eg, coaching, counseling, career development, disciplinary… more
- Scotiabank (New York, NY)
- …Manager, US Capital Markets - New York, NY **Purpose** As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective assurance over ... the design and operations of the Bank's internal controls, risk management and governance processes. We are professionals who thrive in a challenging environment and… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more