- TD Bank (New York, NY)
- …requirements and assists in implementing compliance initiatives to help manage regulatory risk . Ideal candidate would have previous compliance experience, ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed… more
- TD Bank (New York, NY)
- …Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed ... Markets. **Responsibilities:** + Provide day-to-day strategic advice and guidance to front office and relevant control functions regarding (i) public and private… more
- Nuvance Health (Poughkeepsie, NY)
- …Registration areas and Information Technology Services to ensure proper setup of new service line work queues specific to front end, and billing 9. Partners with ... revenue recovery initiatives and process improvement. *Responsibilities:* 1. Manages and analyzes front end reports to quantify and resolve front end edits… more
- Scotiabank (New York, NY)
- …interface with clients directly, where appropriate, in partnership with the Director and front - line Banking officers. In addition to SAM, the incumbent will be ... be responsible for monitoring the performance of the portfolio, risk rating integrity, and compliance and regulatory ...portfolio, risk rating integrity, and compliance and regulatory review. **What You'll Do** Reporting to the Director,… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Bank of America (New York, NY)
- …grow, and make an impact. Join us! **The Function** The Client Outreach team are the front line unit who work with clients as part of meeting Know Your Client ... with Global Markets Sales to support the Bank's global regulatory and policy requirements as it relates Client Due...KYC Client Outreach Specialist (COS) teams serve as the Front Line Unit engaging with clients across… more
- CIBC (New York, NY)
- …workstreams responsible for certain deliverables **Governance and Controls** + Act as the first line of defense for business + Engage with Enterprise Risk to ... deliver on Risk Appetite Statement and Product Risk Statement work + Support the process to establish...process to establish business operating procedures as related to regulatory findings + Coordinate and contribute to responses of… more
- TD Bank (New York, NY)
- …Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Personal & Commercial Banking **Pay Detail:** $200,000 - $225,000 USD ... committed to providing a seamless client experience while managing the Bank's risk . The position will be responsible for providing best-of-class service to clients… more
- MUFG (New York, NY)
- …to drive product changes and enhancements. + Works with internal teams to ensure that front line personnel are trained on all aspects of our Digital Products; ... and key details for self-service onboarding and maintenance of customers + Works with front - line and customer advocacy staff to ensure that feedback about the… more