- Wells Fargo (New York, NY)
- …monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite ... to grow **About this role:** Wells Fargo is seeking a Java Fixed Income Front Office ETrading Engineer in Technology as part of Commercial and Corporate & Investment… more
- KeyBank (NY)
- …Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk Management group and will be ... is an individual contributor and reports to the Consumer Line of Business Operational Risk Oversight Director....projects, as assigned. - Proactively works with assigned business unit management to identify and assess the operational risks… more
- Lincoln Financial (Albany, NY)
- …with first line partners to design and continuously improve the risk appetite framework, including setting risk limits, thresholds, and reporting procedures ... within the financial services or investment banking industry. Experience working in a second line market risk oversight role is a plus. *8+ years of actuarial… more
- Raymond James Financial, Inc. (New York, NY)
- …. Experience in broker-dealer or wealth management firms preferred, especially with exposure to front -office or first- line risk roles in addition to second- ... Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit ,...a risk management framework for the business unit , to include defining the business appetite for … more
- MUFG (New York, NY)
- …and Controls, Losses, etc) + Risk Assessments + Assist with the execution of front - line risk assessment activities (ad hoc Risk /Controls review, all ... for assisting with the duties of the BURM (Business Unit Risk Manager) for Operations. The associate...Assist with creation/tacking/management of MUSA Operations SLA Metrics between Front Office and MUSA Operations + Assist with Monthly… more
- American Express (New York, NY)
- …and program structures. CRU managers interact with various constituents across the firm including front office sales, business unit risk partners, and credit ... impact in this role?** Commercial Rating and Underwriting (CRU) sits within the Risk and Information Management division and forms the institutional credit risk … more
- Northwell Health (Mount Kisco, NY)
- …care delivery model. + The Manager PC will foster a culture whereby the front - line staff are participants in changes that impact practice. Business Skills and ... The Nurse Manager is responsible for a direct care unit or units within Northwell Health. + Utilizing the...to budget, service excellence, Human Resource management, Information Technology, Risk and Quality Management. + Performs related duties as… more
- Wells Fargo (New York, NY)
- …state, agency, legal, regulatory and Corporate Policy requirements. + Oversee the Front Line 's execution and challenge appropriately on surveillance and market ... timely remediation of issues, deficiencies or regulatory matters regarding front line oversight + Develop, oversee, and... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Bank of America (New York, NY)
- …as needed. * Acting as main regional subject matter expert and primary contact for the Front Line Unit Businesses, Line of Business Compliance and legal ... Non-Financial Regulatory Reporting (NFRR) and Global Compliance & Operational Risk colleagues and work closely with the Front... Risk colleagues and work closely with the Front - Line Units * Oversee the analysis of… more
- Wells Fargo (New York, NY)
- …& International COO:** Drives Market Conduct & Supervision Program, strengthening the CIB Front Line Conduct and Compliance risk management framework aligned ... services to employees and customers. The teams include: + ** Line of Business (LoB) COO (Banking, Markets, CRE):** Partners... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
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