- Wells Fargo (New York, NY)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and… more
- MUFG (New York, NY)
- …/ Interpersonal Skills:** + Strong interpersonal skills to manage relationships with Business Unit Risk and Control Managers, Line of Business Executives ... the operational risk framework in effectively managing risk as the bank's first line of...and trend. 6) Lead or participate in structured Business Unit Review and 'business as usual' working meetings to… more
- Citigroup (New York, NY)
- …controls linked to Trading Risks which include processes and controls over Market Risk Management, Position Valuation, Front Office End of Day processes ... join our IA Cross Markets - Trade Booking & Risk Management team. This role participates in the timely...Manages audit activities for a component of a product line , function, or legal entity at the regional or… more
- Citigroup (Getzville, NY)
- …enterprise-wide adherence to the Issue Management Policy and Standard including the front - line - unit implementation of the program requirements, technology ... **The Role** The Operational Risk Sr Officer I is a strategic professional...address the root causes that persistently lead to operational risk events by challenging both historical and proposed practices… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. ** Line of Business:** Finance **Job Description:** **Department Overview:** The Treasury Liquidity ... areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions across multiple functions or operations… more
- Wells Fargo (New York, NY)
- …or regulatory matters regarding compliance risk management + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions ... and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Wells Fargo (New York, NY)
- …regulatory requirements. The candidate will own, manage, and execute front line Business Continuity & Resiliency Planning Risk Program activities, engaging, ... towards and coordination of Audit responses + Ensure CL line of business consistently interprets and executes all Business... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Citigroup (New York, NY)
- …building out Institutional Credit Management (ICM), a relatively new function in the 1st Line of Defense, to house and consistently manage credit risk activities ... underwriting, identification, measurement, management, and monitoring for wholesale credit risk across the enterprise. Within ICM, the Credit Underwriting function… more
- MUFG (New York, NY)
- …enterprise for ongoing monitoring of design, effectiveness, and sustainability by the Business Unit Risk & Control Officers. + Represent the CDO organization in ... 239 alignment), and enable analytics to support expense reduction, risk reduction and top line growth. +...the FRB MOU. + Key RCSA Business Processes. + Front End Production Systems + Prioritized Financial Crimes Processes,… more
- SMBC (New York, NY)
- …trading floor and the work environment is fast paced involving direct contact with front office staff, second line credit officers and our clients. The ... clients as part of the SMBC Global Markets business unit . SMBC Global Markets is searching for a credit...within the Chief Operating Office of SMBC Global Markets front office. The role's primary function is to perform… more
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