- Wells Fargo (Charlotte, NC)
- …years of management or leadership experience **Desired Qualifications:** + Experience in Banking Risk -whether in a front - line or second- line role-within ... etc. + Review, analyze, and provide credible challenge to front line portfolio monitoring and surveillance activities.... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Bank of America (Charlotte, NC)
- … line of defense compliance and operational risk oversight for a Front Line Unit (FLU), Control Function, and Third Parties. Key responsibilities ... in order to provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and any related third party… more
- Bank of America (Charlotte, NC)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... order to provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and any related third… more
- Bank of America (Charlotte, NC)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... Compliance & Operational Risk Manager - Americas Control Room Manager New...and regulatory inquiries. + Assesses risks and effectiveness of Front Line Unit (FLU) processes… more
- City National Bank (Charlotte, NC)
- *AI RISK GOVERNANCE LEAD* WHAT IS THE OPPORTUNITY? In support of CNB's strategic goal of becoming an Artificial Intelligence (AI) enabled bank, this role provides AI ... risk governance expertise that enables efficient and effective execution...framework and governance processes across the first and second line at City National Bank aligned with related frameworks… more
- American Express (Apex, NC)
- …risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front - line business teams, helping them understand ... assessments and ongoing monitoring activities within the business unit . + Partner with operations, product, and technology teams...in financial services. + Experience supporting compliance or operational risk within a business or first line … more
- Bank of America (Charlotte, NC)
- …source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners to design sampling and ... needs identified by Compliance and Operational Risk officers and/or Front Line Unit process owners, inclusive of transactional, qualitative, onsite,… more
- Bank of America (Charlotte, NC)
- …business. The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a ... for a **Senior** **Quantitative Finance Analyst** within our Global Risk Analytics (GRA) function. GRA is a sub- line...strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model… more
- Bank of America (Charlotte, NC)
- …of coverage needs identified by Compliance and Operational Risk officers and/or Front Line Unit process owners, inclusive of transactional, qualitative, ... working closely with Compliance and Operational Risk officers and/or Front Line Unit process owners to validate preliminary results + Collaborates… more
- Bank of America (Charlotte, NC)
- …business. The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a ... quantitative analytics and modeling projects for specific business units or risk types. Key responsibilities include developing new models, analytic processes, or… more