• Business Unit Operational Risk…

    Regions Bank (Charlotte, NC)
    …operational risk /loss events, scenario analysis, emerging risk identification, and front line risk assessments + Analyzes compliance processes and ... the careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given line of business to help… more
    Regions Bank (09/09/25)
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  • Fixed Income Front Office ETrading Engineer

    Wells Fargo (Charlotte, NC)
    …monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite ... data feeds, ensuring low-latency and high-reliability execution, implementing pricing, risk , and analytics models, supporting regulatory and compliance requirements… more
    Wells Fargo (10/02/25)
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  • Business Controls Manager- Technology Risk…

    City National Bank (Charlotte, NC)
    …By providing risk management expertise and partnering with operations managers and second- line risk teams, this role helps strengthen risk awareness and ... expertise while working with operations managers and other 2nd line risk partners (to include Operational and...ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel *… more
    City National Bank (09/10/25)
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  • Business Execution Director- Consumer Risk…

    Wells Fargo (Charlotte, NC)
    …results. + Establishes standards for both the Fair Lending and Customer Treatment front - line horizontal risk programs, monitors performance to established ... and Standards leader to lead the team responsible for front - line governance of the Fair Lending and... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
    Wells Fargo (09/26/25)
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  • AVP & Actuary, Risk Management - Financial…

    Lincoln Financial (Raleigh, NC)
    …with first line partners to design and continuously improve the risk appetite framework, including setting risk limits, thresholds, and reporting procedures ... within the financial services or investment banking industry. Experience working in a second line market risk oversight role is a plus. *8+ years of actuarial… more
    Lincoln Financial (09/15/25)
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  • Global Financial Crime Executive - Financial…

    Bank of America (Charlotte, NC)
    …advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ("CF") for the company and to ... Global Financial Crime Executive - Financial Intelligence Unit Charlotte, North Carolina;Dallas, Texas; Atlanta, Georgia; Jacksonville, Florida **To proceed with… more
    Bank of America (08/26/25)
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  • COO Business Risk Control and Regulatory…

    Wells Fargo (Charlotte, NC)
    …(CM) is a financial industry function that collaborates with and influences front - line business groups and functions through assessment and mitigation of ... risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and… more
    Wells Fargo (09/16/25)
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  • Lead Compliance Officer - Trade Surveillance…

    Wells Fargo (Charlotte, NC)
    …state, agency, legal, regulatory and Corporate Policy requirements. + Oversee the Front Line 's execution and challenge appropriately on surveillance and market ... timely remediation of issues, deficiencies or regulatory matters regarding front line oversight + Develop, oversee, and... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
    Wells Fargo (09/25/25)
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  • Senior Compliance Specialist - CIB Cross Asset…

    Wells Fargo (Charlotte, NC)
    …various CIB Compliance coverage teams, a CIB subject matter expert (SME), engaging the Front Line , and liaising with enterprise functions. The role will be ... and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
    Wells Fargo (10/01/25)
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  • Sr Quantitative Financial Analyst

    Bank of America (Charlotte, NC)
    …business. The team places strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model owners and stakeholders through a ... Finance Analyst / Quantitative Finance Manager** within our Global Risk Analytics (GRA) function. GRA is a sub- line...strong emphasis on delivering world class quantitative solutions for Front Line Unit (FLU) model… more
    Bank of America (09/12/25)
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