• Senior Lead Compliance Officer - Swap Dealer…

    Wells Fargo (Charlotte, NC)
    …Banking Markets Compliance Groups. **In this role, you will:** + Advise and challenge Front line personnel related to Swap Dealer activities. + Oversee and ... and regulatory and Corporate Policy requirements + Oversee the Front Line 's execution and challenges appropriately on... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
    Wells Fargo (10/01/25)
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  • Summer Analyst Program, Early Careers - Corporate…

    Wells Fargo (Charlotte, NC)
    …& International COO:** Drives Market Conduct & Supervision Program, strengthening the CIB Front Line Conduct and Compliance risk management framework aligned ... services to employees and customers. The teams include: + ** Line of Business (LoB) COO (Banking, Markets, CRE):** Partners... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
    Wells Fargo (08/27/25)
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  • Manager Global Servicing Compliance Advisory

    American Express (Charlotte, NC)
    …risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front - line business teams, helping them understand ... assessments and ongoing monitoring activities within the business unit . + Partner with operations, product, and technology teams...Fair Lending, Privacy). + Experience supporting compliance or operational risk within a business or first line … more
    American Express (09/26/25)
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  • Compliance Issue Management Governance Manager

    TD Bank (Charlotte, NC)
    …with your recruiter who can provide you more specific details for this role. ** Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
    TD Bank (09/27/25)
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  • AML Sanctions Advisor

    PNC (Raleigh, NC)
    …within PNC's KYC (Know Your Customer) Office, housed within the PNC's Independent Risk Management Organization, you can be based in Pittsburgh, PA, Cleveland, OH, ... well as providing guidance and support to PNC Lines of Business, Support Areas, Risk Areas, and Technology as it relates to strategy and execution of the Enterprise… more
    PNC (09/12/25)
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  • Senior Institutional Investment Operations…

    Wells Fargo (Charlotte, NC)
    …monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite ... team members in all locations, other operational teams, and line of businesses to execute the operational objectives in... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
    Wells Fargo (10/01/25)
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  • Senior Institutional Investment Operations…

    Wells Fargo (Charlotte, NC)
    …monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite ... working in partnership with compliance, legal, 1st and 2nd line control, COB, and other stakeholders - improve operational... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
    Wells Fargo (09/27/25)
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  • Senior Quantitative Engineer

    Bank of America (Charlotte, NC)
    …and processes + Partner effectively with senior stakeholders within GRA & EIT, Front Line Units, Technology, Audit and Compliance + Provide leadership and ... team members + Applying quantitative methods to develop capabilities that meet line of business, risk management and regulatory requirements + Understanding… more
    Bank of America (09/13/25)
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  • Senior Lead Compliance Officer - Investment…

    Wells Fargo (Charlotte, NC)
    …monitoring of business group risk -based compliance programs + Oversee the Front Line 's execution and challenges appropriately on compliance related decisions ... risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and… more
    Wells Fargo (09/25/25)
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  • IT Audit Manager VP (Cybersecurity)

    Wells Fargo (Charlotte, NC)
    …a team that provides audit coverage of the controls and tools that provide the front - line protection for the Bank's critical systems and data. Given the dynamic ... risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and… more
    Wells Fargo (09/20/25)
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