- TD Bank (New York, NY)
- …in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial ... mitigate potential risks to the surveillance program, and ultimately the global Markets business, by delivering and comprehensive and effective second-line… more
- HSBC (New York, NY)
- … global -to-local delivery model, with awareness of local nuances, regulatory environments, and localization strategies + Bilingual Spanish PreferredIn compliance ... share. The Emerging Talent Lead - Americas is responsible for executing HSBC's global emerging talent strategy at the market level, ensuring programmes are adapted… more
- CSL Plasma (Cheektowaga, NY)
- **The Opportunity** This position provides immediate support to the Assistant Manager of Quality in monitoring plasma center processes to ensure overall compliance ... ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to...implementation of continuous improvement plans + Collaborate with Assistant Manager of Quality (AMQ), to be able to represent… more
- Bank of America (New York, NY)
- …concise and repeatable technical documentation on models and testsfor internal and regulatory purposes Team Overview: Global Risk Analytics (GRA) and Enterprise ... entry level role to becoming a Quantitative Engineer. Quantitative engineers in Global Risk are responsible for designing and implementing common, reusable, and… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** Preferred Qualifications: Global Payment and Deposit Solutions (GPDS) builds and transforms the operating ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- TD Bank (New York, NY)
- …and controls are in place, effective and compliant with corporate policies, regulatory requirements and industry practices. **Depth & Scope:** + Provides people ... TDS FCRM/BSA policies documents to assess compliance w/ legal, regulatory & internal requirements for each line of business..., legal, or compliance role + Extensive knowledge of global FCRM requirements + Knowledge of personal and commercial,… more
- TD Bank (New York, NY)
- …the business function of the organization. This role will involve overseeing global technology teams, managing critical systems, and ensuring alignment with finance ... and Business stakeholders to ensure technology solutions meet evolving regulatory and business requirements. **Product Control Technology Oversight:** . Manage… more
- TD Bank (New York, NY)
- …organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + ... Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the...to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &… more
- Aflac (New York, NY)
- …Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8323 About Our Company Aflac Asset Management, LLC, (dba Aflac ... Global Investments) is a wholly owned subsidiary of Aflac...KEY RELATIONSHIPS Reports to: Quantitative Analytic Solutions/Inestment Risk Architecture Manager Primary Relationships: Quantitative Analytic Solutions, Investment Risk, Operational… more
- TD Bank (New York, NY)
- …liaison on behalf of Enterprise Protect and P&T and support partners on regulatory responses related to Cyber and Technology Controls. Additionally, this role will ... tolerance of the Enterprise as related to control effectiveness Regulatory and Industry: + Supports partners on regulatory...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
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