- Bloomberg (New York, NY)
- …key Legal, Risk , Business and Technology partners, in delivering a Compliance Risk Management Program (Program) and contributing to key regulatory ... 12 month contract Location New York Business Area Legal, Compliance , and Risk Ref # 10045734 **Description...Control Management to produce accurate, high-quality regulatory maps. + Lead and contribute to governance routines, ensuring… more
- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for high-...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting for projects and initiatives with… more
- HSBC (New York, NY)
- …upcoming US / Global Regulatory proposals and lead discussions with-in the risk management committees and local governance forums on risks managed and facing ... support and considered opinion to CRO team, act as Risk Steward to the business, lead work...any other trait protected by applicable law. **Job Field:** Risk and Compliance **Primary Location:** North America-United… more
- BMO Financial Group (New York, NY)
- …Collaboration:** Partner with operations, technology, compliance , and second-line risk teams to strengthen governance and control frameworks. + ... clients around the world. #bmocapitalmarkets The **Director, Commodities Trading Risk Strategy** , will lead first-line ...Markets and plays a critical part in ensuring robust risk governance , strategic oversight, and control enhancement… more
- SHI (Albany, NY)
- …systems. + Lead training, communication, and awareness initiatives to build risk management capability across the firm. + Create, update, and maintain risk ... need to thrive - in our offices or yours.** **Job Summary** A Senior Risk Analyst (SRA) analyzes data and documentation to assess risks, reviews current processes… more
- Citigroup (Queens, NY)
- …Insurance teams. This role will report to the Head of Wealth Controls and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals ... cross functional leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and reputational risks, also… more
- M&T Bank (New York, NY)
- …performed by the team. + Lead and/or participate actively in various risk committees, deliver effective governance and assess the Bank's adherence to its ... and assess adequacy and timeliness of remediation. Escalate identified gaps to risk governance committees and executive management, as necessary. + Manage… more
- M&T Bank (Buffalo, NY)
- …analysis, risk reporting, risk identification, risk policies and governance and regulatory compliance . + Maintain and develop in others knowledge on ... risk and controls, collaborating with business partners and risk units on compliance and regulatory issues,...Audit, Treasury Division, Credit Administration, etc. as required. + Lead the planning, execution, and reporting of the business… more
- Mizuho Corporate Bank (New York, NY)
- …Aggregate risk data for regional and business reporting to senior management risk governance forums. + Drive a consistent approach to identify, assess, ... Lead the design, production, and delivery of high-quality risk reporting for senior management, risk committees,...+ Contribute to, attend, and participate in various non-financial risk governance forums. Qualifications: + Bachelor's or… more
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