- Neuberger Berman (New York, NY)
- …experienced and dynamic individual to join Neuberger Berman as the Head of our Business Enablement and Operations Intermediary team. The successful candidate ... advisors, and ultimately their end retail clients. This role will be part of Neuberger's Business Enablement and Operations team with dual accountability to… more
- Capital One (New York, NY)
- Director, Head of Surveillance As the Director, Head of Surveillance, part of Capital One's Compliance organization you will manage Capital One's ... Surveillance Program and Trade Surveillance for Capital One's Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker-Dealers. You will maintain… more
- Citigroup (New York, NY)
- …and streamline processes and drive strategy across our industry. **Job Purpose:** The Global Head of Syndicate Middle Office will be tasked with oversight across ... Middle Office groups, Settlements, Margin, Asset Servicing, Listed Derivative & Commodities Operations . We support an extensive range of Capital Markets products… more
- Citigroup (New York, NY)
- **Team/Function Overview:** The Global Head of Market Operations Tech (MOT) production management role will oversee a large groups of employee and ... contractor resources in locations across the globe. The head of MOT Production Management will play...with infrastructure teams on improving the reliability and availability of the trading environment. + Formulate and… more
- BlackRock (New York, NY)
- …team (eg Chief Investment Officer, Chief Risk Officer, Head Portfolio Managers, Head of Investment Operations , Chief Technology Officer) and provide ... leading successful implementations of investment technology solutions (order/ trading systems, risk platforms, operations tools) + Programming background… more
- TD Bank (New York, NY)
- …Engineering, Mathematics, Accounting, Finance or equivalent work experience + 4+ years of experience supporting derivatives trading operations from front ... Inclusive Technology Team at TD** TD Securities, the wholesale trading subsidiary of TD Bank is seeking...This senior Business Systems Analyst will report into the head of the Global Equity Derivatives Solutions… more
- Bank of America (New York, NY)
- …team of trade surveillance specialists, focused on the Equity and Equity Derivatives Trading line of business (LOB). This position will require a good and ... surveillance alert investigation and dispositioning and a good understanding of Market Misconduct behaviors and other Trading ...Head in the region where they join Bank of America and will interact on a daily basis… more
- Robert Half Finance & Accounting (New York, NY)
- …requires 3 days per week in the midtown Manhattan office. Reporting to the Head of Core Compliance/Senior Counsel, the role covers the whole compliance program ... testing plan. + Review firm policies, procedures, records, and operations adhering to SEC, FINRA and CFTC Regulations. +...(3) ad hoc compliance related projects. + Maintain system of employees and their personal trading accounts.… more
- Scotiabank (New York, NY)
- …report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations & Swap Dealer CCO. + Build or ... the Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the… more
- MUFG (New York, NY)
- … our recruitment team will provide more details. **Job Summary:** Reporting to the Head of the Liquidity Product Management Transaction Banking of Americas ... DELIVERY** + Responsible for end-to-end product management and development of a new liquidity trading portal +...for technology investments + Coordinate the development and enhancement of the product set between Project Managers, Operations… more