- Coinbase (Albany, NY)
- …Audit Committee decks and present at the Disclosure Committee meeting. * Lead the Maintain SEC reporting calendar and project manage the SEC reporting ... initiatives. * Responsible for the coaching, mentoring and management of the SEC reporting team, including across multiple time zones in a mostly asynchronous… more
- Warner Bros. Discovery (New York, NY)
- …relations, corporate communications, CSR, and legal. Your Role Accountabilities **Securities Compliance & SEC Reporting ** + Ensure compliance with all SEC ... , -, and other applicable disclosure obligations. + Partner with technical accounting/ SEC reporting , investor relations, and finance teams to ensure accurate,… more
- Citizens (New York, NY)
- Description The Head of Wealth Supervision will be responsible for building out the first line of defense day-to-day supervision for the Private Wealth and Citizens ... organization. Key responsibilities may include: + Strategic Partner: Collaborate with the Head of Business Oversight and Controls to build out the day-to-day… more
- Capital One (New York, NY)
- Head of Product, Commercial Bank Capital Markets **Capital Markets | Head of Product | Senior Director** The Capital Markets Group is a high growth business ... equity and structured products) and customer derivatives. As the Head of Product for Capital Markets you will be...trades and transactions in a well-managed and compliant manner. Reporting to Chief Product Officer of the Commercial Bank… more
- NBC Universal (New York, NY)
- …to the satisfaction of customary conditions. Position Summary: The Senior Director, Head Exec Comp, Equity & Mobility leads Versant's executive and equity ... with Finance and HR Ops to ensure proper tracking, reporting , and administration of equity plans + Maintain equity...+ * Deep knowledge of CD&A, equity plan design, SEC compliance, and governance best practices + * Strong… more
- Mizuho Corporate Bank (New York, NY)
- …creation and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting . Responsibilities + Generate, submit, and/or monitor ... growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that...in a dynamic environment + Knowledge of various FINRA, SEC , or CFTC regulations + Experience with various regulatory… more
- AON (New York, NY)
- …Aon's commitment to transparent and strategic communication with the investment community. Reporting directly to the Global Head of Investor Relations, the ... Aon's commitment to transparent and strategic communication with the investment community. Reporting directly to the Global Head of Investor Relations, the… more
- Citizens (New York, NY)
- …We are seeking a Compliance Officer for our Fixed Income Sales & Trading team. Reporting to the Head of Sales & Trading Compliance, this role guides front ... compliance at a FINRA registered broker dealer. + In-depth knowledge of SEC and FINRA rules (trade reporting , markups/markdowns, suitability, communications). +… more