- TD Bank (New York, NY)
- …and regulators, as needed, and effective check and challenge. Reporting to the Head of Surveillance Initiatives and Portfolio Management, the new hire will be ... manage their regulatory risk. **Key Responsibilities:** + Reporting: With the Head of Surveillance Initiatives and Portfolio Management and key stakeholders: assist… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $225,000 USD TD is committed to providing fair ... positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist...Communicates bank policy information and strategy between the product head and relevant trading personnel + Fully informed on… more
- TD Bank (New York, NY)
- …and execution of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing Leads to ensure ... + JD desirable but not required. + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Janus Henderson Investors (New York, NY)
- …align with your own, we would love to hear from you! Your opportunity The Head of Whole Loan Operations and Transaction Management will oversee and manage the ... oversee due diligence activities, servicing transfers, loan document transfers, and operations between internal teams, vendors, servicers, and custodians. + Ensure… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** TD Wealth **Job Description:** The Head of Distribution, US Wealth leads a function of consolidated strategic, sales and ... well as with other potential partners such as TD Securities , and TD Wealth Canada + Provides accurate, organized...tracking data, and researching information, etc. to ensure effective operations of the business supported + Assesses risks and… more
- SitusAMC (New York, NY)
- …and clients, and by geography. Their businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global ... are supported by our service company which provides technology, operations , and functional services across the Group. **About Global...The successful candidate will report to the SLF Global Head of CRE based in London. The primary responsibility… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Capital One (New York, NY)
- Head of Product, Commercial Bank Capital Markets **Capital Markets | Head of Product | Senior Director** The Capital Markets Group is a high growth business ... equity and structured products) and customer derivatives. As the Head of Product for Capital Markets you will be...on your comprehensive understanding of our client, capital markets operations , and sound risk management practices. + Work closely… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- Axis (New York, NY)
- …candidates taking part in the selection process. **Job Description** AXIS is seeking a Head of Management Liability Claims - D&O to join our North America Claims ... in North America. As a direct report to the Head of Financial Lines Claims, the successful candidate will...that adjust D&O claims for AXIS + Managing reinsurance operations and relationships on all D&O product lines +… more