- SMBC (New York, NY)
- …to its employees. **Role Description** The Vice President, Compliance Transformation Project Manager manages Compliance transformation projects through their ... communications and reporting. The successful Vice President, Compliance Transformation Project Manager has demonstrated experience in Commercial/Corporate… more
- MUFG (New York, NY)
- …Candidate will act as Global Markets Front Office Sales and Trading Project Manager responsible for specific deliverables within global/regional/Line of Business ... resources in the delivery of new processes, procedures, controls, and technology. Project Management at MUFG requires reimagining the status quo, finding value… more
- US Bank (New York, NY)
- …One. **Job Description** Participates in the identification, design, development and implementation of assigned projects. Assigned projects may be general or systems ... user needs. Participates in training users and evaluating the project . Manages performance of the project team...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- Wells Fargo (New York, NY)
- …Wells Fargo Wealth and Investment Management (WIM), is seeking a Channel Execution Manager to drive strategic and tactical initiatives aimed at improving the overall ... competitiveness of our platform. The Channel Execution Manager (Sr. Lead Business Execution Consultant) will report to the President of the business and be a key… more
- TD Bank (New York, NY)
- …testing in the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a team of Compliance professionals ... that solutions meet the business needs on a complex project or program + Identifies and leads problem resolution...objectives + Strong knowledge of regulatory frameworks, including SEC, FINRA , OCC and other relevant bodies + FINRA… more
- SMBC (New York, NY)
- …employees. **Role Description** The Executive Director, Global DQ Observability Platform & team Manager , is a critical role reporting to the Global Head of Data ... in SMBC Americas Division. This role is a team manager role who will be responsible for the design,... role who will be responsible for the design, implementation , oversight, and function of Collibra Data Quality engine… more
- MUFG (New York, NY)
- …of the project lifecycle from analysis to methodology to technical implementation + Ensure models comply with the model risk management framework (model ... team will provide more details. **Job Summary** : This is a quantitative risk manager role within the MUFG Americas' Risk Analytics Team within the Market Risk… more
- TD Bank (New York, NY)
- …of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, ... that solutions meet the business needs on a complex project or program + Identifies and leads problem resolution...non-deposit investment products (NDIP) to retail bank customers.** + ** FINRA Series 7, 63 and 24.** + **State insurance… more
- SMBC (New York, NY)
- …other components, organizational design, process improvement, and technology implementation . + Manage end-to-end delivery against large-scale transformation ... responsibilities. + Conduct reviews to ensure projects are added to the project reporting system and continuously updated with relevant, accurate, and timely data… more
- SMBC (New York, NY)
- …other components, organizational design, process improvement, and technology implementation . + Manage end-to-end delivery against large-scale transformation ... responsibilities. + Conduct reviews to ensure projects are added to the project reporting system and continuously updated with relevant, accurate, and timely data… more
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