- Applied Research Associates, Inc. (Raleigh, NC)
- …technical expertise and sound judgment to guide leadership decisions, mitigate risk , and foster effective partnerships with stakeholders across the organization. The ... **Leadership and Program Direction** + Provide strong leadership and day-to-day management of IMS-Raleigh's Security program in accordance with NISPOM and ICD… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Operational Risk Officer ** within Technology Risk Management for the Data Risk ... Oversight: The role provides independent second-line oversight of data management risk . + Risk Assessment and Mitigation: Assessing and enhancing the… more
- Wells Fargo (Charlotte, NC)
- …and an ability to work effectively across multiple groups including front office and independent risk management teams. + Experience working with internal ... **Lead Market Risk Officer ** for the Enterprise Counterparty Risk Management (ECRM) organization within **Market and Counterparty Risk Management … more
- Truist (Charlotte, NC)
- …the following job description:** Leader within the Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of ... activities and grow their professional skillsets. The Senior Technology Risk Officer Resiliency position is a senior...activities may change from time to time. 1. Technology Risk Leadership - Provide independent risk… more
- Bank of America (Charlotte, NC)
- … (EFR) Overview:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with ... in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief... Framework responsibilities, ECRM is responsible for completing our independent risk management mandate including… more
- Huntington National Bank (Charlotte, NC)
- …conducting independent evaluation and assessment of Huntington's liquidity risk management measurement and analysis practices, stress testing methodologies, ... Description Summary: Huntington's Corporate Risk Management organization (second line of...qualified candidate will be charged with assisting the Liquidity Risk Officer with the planning, execution, and… more
- Bank of America (Charlotte, NC)
- … issues and/or operational risk losses + Assists in the development of independent risk management reporting for respective area(s) of coverage as input ... This job is responsible for assisting the FX (Foreign Currency) Compliance and Operational Risk officer team to execute second line of defense compliance and… more
- City National Bank (Charlotte, NC)
- …WHAT IS THE OPPORTUNITY? Internal Controls Officer is responsible for providing independent and objective oversight of the management of risks arising from ... expertise, strategic direction, and execution rigor to significant operational risk remediation activities. The Senior Officer is...industry, with at least five years in an operational risk management , internal audit, or compliance role… more
- KeyBank (Charlotte, NC)
- … will be a member of the Consumer Deposit Compliance team within Compliance Risk Management . The Compliance Officer will provide subject matter expertise ... of defense oversight to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks are… more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York ... is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within the National Compliance...investment advisor that serves as the main retail wealth management arm of Equitable. With over $100 billion in… more
