- Wells Fargo (Charlotte, NC)
- …and an ability to work effectively across multiple groups including front office and independent risk management teams. + Experience working with internal ... **Lead Market Risk Officer ** for the Enterprise Counterparty Risk Management (ECRM) organization within **Market and Counterparty Risk Management … more
- Truist (Charlotte, NC)
- …the following job description:** Leader within the Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of ... activities and grow their professional skillsets. The Senior Technology Risk Officer Resiliency position is a senior...activities may change from time to time. 1. Technology Risk Leadership - Provide independent risk… more
- Bank of America (Charlotte, NC)
- … (EFR) Overview:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with ... in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief... Framework responsibilities, ECRM is responsible for completing our independent risk management mandate including… more
- City National Bank (Charlotte, NC)
- …WHAT IS THE OPPORTUNITY? Internal Controls Officer is responsible for providing independent and objective oversight of the management of risks arising from ... expertise, strategic direction, and execution rigor to significant operational risk remediation activities. The Senior Officer is...industry, with at least five years in an operational risk management , internal audit, or compliance role… more
- Bank of America (Charlotte, NC)
- … issues and/or operational risk losses + Assists in the development of independent risk management reporting for respective area(s) of coverage as input ... This job is responsible for assisting the FX (Foreign Currency) Compliance and Operational Risk officer team to execute second line of defense compliance and… more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York ... is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within the National Compliance...investment advisor that serves as the main retail wealth management arm of Equitable. With over $100 billion in… more
- KeyBank (Charlotte, NC)
- …be a member of the Commercial Lending and Deposits Compliance team within Compliance Risk Management . The Commercial Compliance Officer will provide support ... and commercial deposits. As subject matter expert, the Commercial Compliance Officer will provide consultative advice, perform oversight activities, and assume… more
- Truist (Charlotte, NC)
- …risk view on clients within the assigned clients/prospects and portfolio. They author independent risk recommendations including, but not limited to; risk ... , transparent and collaborative in identification, communication, and all aspects of management of risk . + Client Calling Effort: In conjunction with… more
- Truist (Charlotte, NC)
- …enterprise standards. 5. Develop relationships and partner with BU Chief Risk Officer , Audit, Operational Risk Management , Compliance, Enterprise Risk ... Risk areas to ensure accurate and comprehensive risk management practices within the assigned business...drive process change. 5. Ability to manage implementation of risk program requirements over multiple LOBs. 6. Independent… more
- Wells Fargo (Advance, NC)
- …+ Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to interact with ... role:** Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch Network as part...moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business… more