- Truist (Charlotte, NC)
- …the Bank regarding design and structure of control frameworks. 2. Develop data testing procedures and templates for various Regulatory Reports. 3. Analyze data ... review the following job description:** Develop, implement, and deliver an independent data assessment methodology and output that measures adherence to data… more
- Bank of America (Charlotte, NC)
- …notify or escalate limit breaches and EWIs triggered, as required + Stress testing assumptions and Models + Coordination and independent challenge of liquidity ... EFR Liquidity Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New...Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift… more
- Bank of America (Charlotte, NC)
- …drivers and changes + Support EFR coverage of by executing capital calculation testing and performing review and challenge of regulatory rule interpretations and ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New...Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift… more
- TD Bank (Charlotte, NC)
- …of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within Operational Risk Management ("ORM") provides a comprehensive and diverse ... Deposit Account, the focus of the Senior Group Risk Specialist will include but not limited to the following:...the following ORM Programs; End-to End RCSA's, QC Control testing , Scenario Analysis, Product Review Program, Key Indicators, Self-I.D… more
- Bank of America (Charlotte, NC)
- …that support the test objective and ensure the repeatability and reliability of the testing . **Responsibilities:** + Designs independent testing on a team in ... Sampling & Test Development Specialist II Charlotte, North Carolina;Atlanta, Georgia; Newark, Delaware;...of the test design process in accordance with the Independent Testing Enterprise Policy and Standard **Skills:**… more
- Bank of America (Charlotte, NC)
- …Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of ... Enterprise Financial Risk Capital Risk Sr. Specialist Charlotte, North Carolina;New York, New York **To...Overview:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated… more
- Bank of America (Charlotte, NC)
- …Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of ... Financial Risk Analytics Sr. Specialist New York, New York;Charlotte, North Carolina **To...Risk (EFR) Overview** Enterprise Financial Risk (EFR) supports effective independent risk management of the activities and processes associated… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist within our Client Service team as a part of Corporate Investment ... analyzing functional operational tasks that require research, evaluation, and exercise independent judgment to guide the deliverable + Identifying potential risk in… more
- TD Bank (Charlotte, NC)
- …new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ... Private Client Wealth LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers,… more
- TD Bank (Charlotte, NC)
- …new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ... (COF) including.** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment, reporting and other activities** + **Internal… more