- Truist (Charlotte, NC)
- …the Bank regarding design and structure of control frameworks. 2. Develop data testing procedures and templates for various Regulatory Reports. 3. Analyze data ... review the following job description:** Develop, implement, and deliver an independent data assessment methodology and output that measures adherence to data… more
- Bank of America (Charlotte, NC)
- …drivers and changes + Support EFR coverage of by executing capital calculation testing and performing review and challenge of regulatory rule interpretations and ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte, North Carolina;New York, New York **To...Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift… more
- Wells Fargo (Charlotte, NC)
- …designed to comply with the operational risk monitoring requirements of the Independent Monitoring, Testing , and Validation Policy, Operational Risk Program ... **About this role:** Wells Fargo is seeking a Senior Compliance Specialist in Corporate and Investment Banking (CIB) Compliance to support various topics within the… more
- Bank of America (Charlotte, NC)
- …Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of ... Enterprise Financial Risk Capital Risk Sr. Specialist Charlotte, North Carolina;New York, New York **To...Overview:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated… more
- Duke Energy (Maiden, NC)
- …level of the Senior Transmission Technician. A Senior Transmission Technical Specialist will safely lead lower-level technicians in activities associated with line ... practices + Exhibits the capacity to safely lead all jobs and work independent of direct leadership + Total understanding of the processes needed to organize… more
- TD Bank (Charlotte, NC)
- …Business Management, Strategy & Support **Job Description:** The 'Business Mgmt Specialist (US) - Risk Profiles' is responsible for performing and documenting ... independent risk assessments of the first line Consumer Banking...with the Enterprise Risk Framework (ERF). The 'Business Mgmt Specialist (US) - Risk Profiles' will integrate with the… more
- Bank of America (Charlotte, NC)
- …Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of ... Financial Risk Analytics Sr. Specialist New York, New York;Charlotte, North Carolina **To...Risk (EFR) Overview** Enterprise Financial Risk (EFR) supports effective independent risk management of the activities and processes associated… more
- TD Bank (Charlotte, NC)
- …new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ... Private Client Wealth LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers,… more
- Veterans Affairs, Veterans Health Administration (Fayetteville, NC)
- …duties specifically assigned to subordinates to ensure continuity of clinical testing services. 4. Ensures that all employees under his/her supervision are ... submitted under varying conditions. 8. Implements the performance of proficiency testing (PT) and documents corrective action taken on out-of-range survey results.… more
- TD Bank (Charlotte, NC)
- …new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ... (COF) including.** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment, reporting and other activities** + **Internal… more
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