- Truist (Charlotte, NC)
- …Coverage and Operating Model including risk advisory, effective challenge and independent risk assessment responsibilities and delivery. 2. Ensures active engagement ... years of experience in banking, technology, operations, risk management and/or regulatory agencies. 3. Three plus years of data management, governance, analytics,… more
- TD Bank (Charlotte, NC)
- …independent Compliance testing completed by specialists. May execute some independent testing as applicable. This role provides subject matter expertise ... Overview** The Compliance Quality Assurance (US) team is responsible for providing independent quality assurance of compliance risk through the execution of reviews.… more
- Bank of America (Charlotte, NC)
- …related to financial crimes **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue ... Front Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed + Produces… more
- Bank of America (Charlotte, NC)
- …work across multiple teams. **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue ... Front Line Units/Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed + Produces… more
- City National Bank (Charlotte, NC)
- …preferred. * Support Financial Crimes Model Risk Management compliance, including model testing , reporting and data analysis. * Exercises independent judgement ... WHAT WILL YOU DO? * Supports the Bank's screening models by completing testing and reporting tasks in compliance with the Bank's Enterprise Model Risk Management… more
- Truist (Whiteville, NC)
- …policy and procedures. This may include, but is not limited to, regulatory filings (eg Currency Transaction Reporting (CTR), Suspicious Activity Report (SAR), CTR ... for next steps. Prepare written analysis of research findings and make independent recommendations to maintain or exit the relationship as warranted. 4. Perform… more
- IQVIA (Durham, NC)
- …+ Work closely with internal and / or external partners to manage development, testing , and use of electronic systems necessary for CEVA project processes. + Develop ... oversight guidance in this area to less experienced CEVA staff. + Apply specialist expertise within the CEVA department. + Collaborate with other CEVA managers to… more
- Capital One (Charlotte, NC)
- …Preferred Qualifications: + Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), ... deliver value-added opinions and recommendations. Audit's vision to provide high value, independent , proactive insights, to innovate with technology, and to be a… more
- SMBC (Charlotte, NC)
- …Co., Ltd. **Role Description** **Role Description** The Fircosoft Application Specialist supports the Fircosoft Sanctions screening systems and services within ... system ensure the bank (SMBC) meets all its risk, legal and regulatory responsibilities, and obligations in connection with Sanctions Screening, Know Your Customer… more