- Tradeweb (New York, NY)
- …support the delivery of periodic risk assessments and annual planning to develop the Internal Audit Plan + Support the Director of Technology Audit in ... and corporate teams to manage the end-to-end audit life-cycle including conducting risk assessments, engagement... risk trends and feed this information into Internal Audit 's risk assessment process… more
- SMBC (New York, NY)
- …reporting processes and platforms - Act as a senior point of contact for regulators, internal audit , and other internal teams on reporting-related matters - ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (New York, NY)
- …Group (SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit , and Technology. The Regulatory Governance team ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (New York, NY)
- …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... customer legal organization structure and legal validity of personal and corporate guaranty, security interest, sales tax and vendor/dealer invoices and quotes.… more
- M&T Bank (Buffalo, NY)
- …impacting the business unit. + Build a working relationship with Internal Audit , Corporate Operational Risk and Corporate Compliance Portfolio ... other projects to address issues identified internally and by Enterprise Risk Management, Compliance, Internal Audit or external regulators. + Research and… more
- M&T Bank (Buffalo, NY)
- …test results. Build a working relationship with business unit management, Internal Audit , Corporate Operational Risk and Corporate Compliance ... and professional standards. + Oversee reporting to Business Unit Management and internal risk committees. Provide direct assistance/support to the First Line… more
- M&T Bank (Buffalo, NY)
- …a working relationship with business unit executive and senior management, Internal Audit , Corporate Operational Risk and Corporate Compliance ... Risk Management reporting to Business Unit Management, internal risk working groups, and/ or 2LOD... internal control standards, including timely implementation of internal and external audit points together with… more
- M&T Bank (Buffalo, NY)
- …procedures. + Build a working relationship with business unit management, Internal Audit , Corporate Operational Risk and Corporate Compliance ... risk -based testing program. + Oversee reporting to Business Unit Management and internal risk committees. Provide direct assistance/support to the First Line … more
- Bank of America (New York, NY)
- Audit Supervisor - Global Corporate and Investment...+ Audit Planning + Internal Audit Review + Issue Management + Risk Management ... or equivalent work experience + Minimum 5-7 years of internal audit or front office business control... or front office business control or compliance or risk management experience covering the corporate and… more
- SMBC (New York, NY)
- …& finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...Market Risk a plus * Understanding of audit techniques, internal controls, and workpaper standards.… more
