- Mizuho Corporate Bank (New York, NY)
- …performing financial and /or regulatory reporting , regulatory reporting quality assurance or internal audit + knowledge of BASEL rules, broker dealer regulatory ... rogram with various regulatory reports, especially focus on credit risk RWA and Market Risk RWA, and...and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the… more
- Mizuho Corporate Bank (New York, NY)
- …Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal audit requirements + Recommend and assist in requirements for ... + Compose KYC packages and perform due diligence on new clients based on risk rating including FinCen requirements and Enhanced Due Diligence + Conduct OFAC and… more
- Mizuho Corporate Bank (New York, NY)
- …daily submission of Key Risk Indicators for management reporting. + Facilitate all internal / external audit and internal control testing exams and ... throughout the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin… more
- Mizuho Corporate Bank (New York, NY)
- …. Acting as a business analyst with business users including treasury back office, Risk , and Audit . . Servicing business user inquiries and performing ongoing ... Supporting the team in any regulatory exams and addressing internal findings issued by the second or third line...and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the… more
- Mizuho Corporate Bank (New York, NY)
- …in performing financial and/or regulatory reporting, regulatory reporting quality assurance, or internal audit + Knowledge of a wide range of financial ... guidance, expectations, and industry best practices; Testing procedures include risk ranking, data analysis/ profiling, transaction testing, control testing and… more
- TD Bank (New York, NY)
- …audit inquiries.** + **Manage audit exams and address key audit findings across Corporate Compliance, including coordinating, reviewing responses to RFIs, ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...operations for Compliance Strategy & Operations and broadly across Corporate Compliance. This is a critical role that reports… more
- Molina Healthcare (Syracuse, NY)
- …to end, including scheduling and facilitating meeting cadenances, the completion of audit risk assessments, the preparation and submission of sample universes, ... laws and regulations, which will protect the Business from liability and potential risk . Ensures that the Business understands and complies with applicable laws and… more
- Scotiabank (New York, NY)
- …and other risk groups or advisors in various business areas ( Internal Controls, Audit , Cyber Security, Privacy, Fraud, Resilience, Availability) to spearhead ... / quarterly reporting for senior management, Internal Controls, GRM, Compliance, Audit , Operational Risk or 1A stakeholders. + Leads team that develops… more
- Access: Supports For Living (Middletown, NY)
- …Regulatory, Safety and Compliance activities that support all corporate operations including reviews, investigations, audits, surveys, process improvement ... activities, training and risk management for the Access Network, inclusive of Access:...Leads the development, implementation and evaluation of the monthly audit program plan, including monthly QA and UR work… more
- M&T Bank (New York, NY)
- …+ Assist in managing all interactions with the second line of defense and internal audit + Participates in developing the team's strategic plan and sets ... with multiple stakeholders across Treasury, Compliance, Finance, Legal, Operations, Secondary Mortgage, Audit , Risk to achieve business unit objectives + Lead… more