- TD Bank (New York, NY)
- …tax positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing the ... regulatory activity, and tax guidance + Advising on the tax aspects of corporate development projects and collaborating with external tax advisors ( _e.g._ , M&A)… more
- Scotiabank (New York, NY)
- …operational risk events. + Demonstrated experience working with regulators and internal audit , particularly in remediation and oversight contexts. + Skilled ... with senior leadership to enhance RCSA methodologies, incorporating scenario analysis, internal /external loss events, and emerging risk themes. + Collaborated… more
- Scotiabank (New York, NY)
- …risk leads, first line of defense (1LOD), Regulatory Relations, Internal Audit , and the Enterprise Technology Risk Management team. Together, you will ... and Azure) + 5+ years of experience or equivalent expertise in technology risk management tied with Regulatory knowledge, Audit management and Issue tracking,… more
- SMBC (New York, NY)
- …Division; + Coordinates and supports interactions with Second Line of Defense ( Risk Management, Compliance), Internal Audit , and regulators pertaining ... risk management to the Office of the CEO corporate functional areas, including operational risk identification,...+ Minimum of 7-10 years of experience in operational risk management, compliance, audit , or other control-related… more
- TD Bank (New York, NY)
- …assets) + Participate in cross-functional / enterprise / initiatives helping to identify risk + Conduct internal and external research projects; support the ... programs/policies/practices are well managed, meets business needs, complies with internal and external requirements, and aligns with business priorities +… more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal ( risk management, oversight function and audit ) and regulatory requirements, requests, and ... whether the Business is adhering to internal ( risk management, oversight function and audit ) and...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- SMBC (New York, NY)
- …thematic reviews and portfolio-level assessments. + Support regulatory and internal audit engagements related to credit risk . + Maintain up-to-date knowledge ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...ratings and evaluate the alignment of the bank's credit risk management practices with internal policies &… more
- KeyBank (NY)
- …Crimes Risk Management and LOB contacts. + Monitor the Corporate Compliance mailbox, ensure timely responses to email inquiries, retain applicable records. ... experience in financial institution (i. e., bank and securities industry), compliance, Risk Management, or audit related activity + Strong organizational skills.… more
- MTA (Jamaica, NY)
- …Senior Manager with the RSA Archer System and support and manage Internal /External Audits, GRC RSA Archer software, recommendations, Corporate Policies and ... knowledge of MTA operations and business activities. + Detailed knowledge of Corporate Compliance programs especially internal control standards, corporate … more
- KeyBank (NY)
- …Prior experience in financial institution (i. e., bank and securities industry), compliance, Risk Management, or audit related activity + Ability to multi-task + ... Laundering (AML) and Office of Foreign Assets Control (OFAC) Risk Assessments and related processes, procedures, and controls. Work...knowledge of AML/BSA and OFAC risks. + Function as corporate subject matter expert resource for complex laws and… more