- Scotiabank (New York, NY)
- …will lead AML audits to assess the design and operating effectiveness of internal controls relating to risk monitoring, challenge, and reporting activities ... of the end-to-end business/unit/process and associated risks, develops an appropriate risk -based audit approach and schedules timing and resources. +… more
- Scotiabank (New York, NY)
- …drive ambition for every future! **Purpose** As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective assurance over the ... design and operations of the Bank's internal controls, risk management and governance processes....The Senior Audit Manager assists in leading internal audit activities for Cybersecurity and Infrastructure… more
- Scotiabank (New York, NY)
- …IT & Data audits to assess the design and operating effectiveness of internal controls relating to risk management, challenge, and reporting activities within ... understanding of the business/unit/ process and associated risks, develops an appropriate risk -based audit approach, and schedules timing and resources. +… more
- PNC (New York, NY)
- …within PNC's Internal Audit organization, supporting the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap ... logical, timely, productive, and risk -based decisions; assists in drafting internal audit deliverables for/to stakeholders. + Applies internal audit … more
- TD Bank (New York, NY)
- …leads the facilitation and/or implementation of own internal audit action/remediation plans to address performance/ risk /governance issues **Employee/Team ... leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk...experience **Preferred Skills:** + Digital Retail branches experience + Internal audit experience + Fraud/AML experience **Customer… more
- TD Bank (New York, NY)
- …of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit , prepares periodic reporting to multiple stakeholders, and ... of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams… more
- SMBC (New York, NY)
- …Examine and evaluate processes and internal controls and emerging risks in key risk areas of the determined audit scope to provide reasonable assurance of ... or related professional certification is preferred. + Demonstrates understanding of internal audit techniques, regulatory requirements, internal controls,… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Audit **Pay Detail:** $130,000 - $150,000 USD TD is committed to providing fair and ... provide you more specific details for this role. **Job Description:** The Audit Manager II provides specialized in-depth subject matter expertise and is responsible… more
- SMBC (White Plains, NY)
- …related regulatory expectations (ie NYS DFS 500, FFIEC, etc ) * Knowledge of audit techniques, risk and internal controls assessment, and workpaper ... work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures,...risk assessment and findings remediation. * Partner with audit colleagues in other business verticals and/or geographies to… more
- SMBC (New York, NY)
- …functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...Frank, Volcker and Trading supervision + Expert knowledge of audit techniques, risk , and internal … more