- Capital One (New York, NY)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. You possess a relentless ... Senior Tech Audit Manager - Global Payment Network Capital One's...including critical technology functions, cloud-based infrastructure, emerging technology, cybersecurity, risk management, application, and third-party management, as well as… more
- SMBC (New York, NY)
- …& finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design ... Market Risk a plus - Understanding of audit techniques, internal controls, and workpaper standards....related field. SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work… more
- SMBC (New York, NY)
- …functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for ... Dodd Frank, Volcker and Trading supervision Expert knowledge of audit techniques, risk , and internal ...degree preferred. SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work… more
- SMBC (New York, NY)
- …years of experience in the broker dealer & financial industry to work within the Internal Audit Department. The Audit Manager will design and supervise ... assisting team members to understand and identify related market risk associated with the products offered by Global Market...regulators. **Qualifications and Skills** - Minimum of 8 years internal audit experience in the banking and… more
- SMBC (New York, NY)
- …CRI) and related regulatory expectations (eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment, and workpaper ... work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures,...risk assessment and findings remediation. + Partner with audit colleagues in other business verticals and/or geographies to… more
- HSBC (New York, NY)
- …US and Americas Finance Leadership Team, senior management in Global Finance, Enterprise Risk Management, Internal Audit , External Auditors and regulators + ... limited to, Financial Reporting Risk , Regulatory Reporting Risk , Model Risk , Data ...designed effectively and operate robustly such that they meet internal and external audit and regulatory expectations… more
- SMBC (New York, NY)
- … audits, periodic reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and testing activities. ... audit submissions as well as timely escalation of risk -related matters to the Risk Coordination Team...Head Office, and regulatory bodies. - Collaborate effectively with internal risk management colleagues and leadership. -… more
- HSBC (New York, NY)
- …issues + A legal or formal accountancy qualification or professional background in a relevant risk or audit discipline As an HSBC employee, you will have access ... and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001...ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices. With… more
- SMBC (New York, NY)
- …Group (SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit , and Technology. The Regulatory Governance team ... of contact for facilitating efficient coordination between CPAD Advisory and other internal support functions, including CPAD Central Functions, Strategic Planning… more
- MVP Health Care (Schenectady, NY)
- …manner. Assists accounting management with coordination of the annual audits and Model Audit Rule testing validation. Conducting budgeting and financial analysis ... reconciles industry specific arrangements such as VBP (value based payment)/ risk arrangement/shared savings/capitations, as required. Performs accounting duties including… more
