- Capital One (New York, NY)
- …area of subject-matter focus, building trust and mutual respect. Effectively represent internal audit at management meetings, internal forums, regulatory ... approach changes. Lead continuous monitoring activities and updates to risk assessments, audit universe, and audit...on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. +… more
- SMBC (White Plains, NY)
- …related regulatory expectations (ie NYS DFS 500, FFIEC, etc ) * Knowledge of audit techniques, risk and internal controls assessment, and workpaper ... work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures,...risk assessment and findings remediation. * Partner with audit colleagues in other business verticals and/or geographies to… more
- SMBC (New York, NY)
- …functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for ... Frank, Volcker and Trading supervision + Expert knowledge of audit techniques, risk , and internal ...degree preferred. SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work… more
- SMBC (New York, NY)
- … attestation, etc. + Address model risk findings which are issued by model validation group and internal audit generally + Develop internal ... its employees. **Role Description** SMBC is seeking a Credit Risk Model Owner Associate to serve as...+ Communicate with various model stakeholders, including model users, model validators and internal… more
- US Bank (New York, NY)
- …Management and Compliance organization. The Executive Leader in this role will support the Model Risk Management program at the bank. The overall structure is ... servicing rights, counterparty credit risk and market risk models. + Assesses model risk...Interface with key stakeholders throughout validation process, regulators and internal audit to discuss justification and reasoning… more
- Capital One (New York, NY)
- Manager, Quantitative Analysis - Model Risk Office At Capital One data is at the center of everything we do. As a startup, we disrupted the credit card industry ... Validation team. The individual would report to the Model Risk Office and work closely with...Clients of the group include senior management, business leads, internal audit , and the regulators. This position… more
- Grant Thornton (New York, NY)
- …etc. preferred. + Certification required, CPA, CISA, CISSP, CIA or CISM preferred + Internal audit experience, enterprise risk management, internal ... processes to provide clients with an assessment of business risk , internal control, and the overall effectiveness...education clients + Manage the development and execution of internal audit outsourcing and co-sourcing engagements for… more
- Mizuho Corporate Bank (New York, NY)
- …and techniques. + Work with stakeholders across business and functional teams, including Model Risk Management, during model development, validation, and ... Risk Analytics team, a division of the Risk Analytics Team, that partakes in model ...and address feedback from examiners (eg, SEC, FRB), and Internal Audit . + Stay current with advancements… more
- M&T Bank (New York, NY)
- …plans and other projects to address issues identified internally and by Enterprise Risk Management, Compliance, Internal Audit or external regulators. ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- Scotiabank (New York, NY)
- …+ Participate in the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory ... treasury management solutions coupled with a best-in- class service model , making it easy for clients to do business...ongoing tracking and monitoring. + Lead governance forums with risk groups, business and internal controls to… more