- M&T Bank (New York, NY)
- …plans and other projects to address issues identified internally and by Enterprise Risk Management, Compliance, Internal Audit or external regulators. ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- Capital One (New York, NY)
- …improvement of risk and program management practices + Support interactions with Internal Audit and Regulatory agencies related to our work, as applicable ... exciting opportunity for a well-rounded candidate to help boldly model the future of Capital One. As part of...At least 10 years of experience in Cybersecurity, Technology, Risk Management or External Audit , or a… more
- Scotiabank (New York, NY)
- …+ Participate in the collation of information required by regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory ... treasury management solutions coupled with a best-in- class service model , making it easy for clients to do business...ongoing tracking and monitoring. + Lead governance forums with risk groups, business and internal controls to… more
- SMBC (New York, NY)
- …metrics, and reporting for senior management and governance committees - Coordinate with Operational Risk and Internal Audit to ensure alignment with firm ... Remediation Support: - Support the end-to-end issue management lifecycle for regulatory, audit , and internal Management Self-Identified issues - Track open… more
- American Express (New York, NY)
- …+ 2 Years experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of critical operational ... The objective of the US Consumer/Global Dining Control Management Risk ID & Assessment team is to identify risks...and testing / QA programs to ensure regulatory and internal standards are met (eg, periodic RCSA reviews and… more
- M&T Bank (Buffalo, NY)
- …and non-operational risks and controls for Retail in alignment with Enterprise Risk requirements + Establish a model of continuous improvement, leveraging ... **Overview:** This position will lead a team of risk professionals within First Line Risk ... internal control standards, including timely implementation of internal and external audit points together with… more
- SMBC (New York, NY)
- …and Nikko Risk - Lead issue governance, tracking, and compile closure packs of regulatory, audit , and internal risk findings for Market Risk - Ensure ... overall NFA compliance. Ensure governance compliance with SR11-7, Heightened Standards, and internal Risk Appetite. - Maintain governance linkages between swap… more
- Robert Half (New York, NY)
- …managed solutions in finance, technology, operations, data, analytics, digital, legal, HR, governance, risk and internal audit through our network of more ... services, technology, and healthcare industries. Interns will work within internal control and risk frameworks, as well...data sets OUR HYBRID WORKPLACE Protiviti practices a hybrid model , which is a combination of working in person… more
- Capital One (New York, NY)
- …mitigation activities.** + **Influence leaders within Tech, Compliance, Cyber Security, second line risk organizations, and Internal Audit on key technology ... strengthen overall control suite effectiveness** + **Design and support internal risk and control governance processes** +...knowledge of AI concepts such as Machine Learning, LLMs, model training, functional AI architecture and AI ethics** +… more
- Paychex (Rochester, NY)
- …and maintains contacts and relationships with all Paychex Business Units, IT, Internal Audit , Security, and Project Management as necessary. Socializes the ... the adequacy and effectiveness of policies, procedures, processes, initiatives, product, and internal controls to advise senior management on risk ratings and… more