- M&T Bank (Buffalo, NY)
- …judgment and propose pragmatic, risk-based solutions. + **Lead validation procedures** for Internal Audit and Regulatory issues requiring subject matter ... decisions, exhibiting initiative and critical thinking. + Specific subject matter expertise regarding internal audit disciplines or in one or more of the… more
- M&T Bank (Buffalo, NY)
- …Drive audit teams in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. ... Audit Plan Completion** + Stay abreast of best practices , industry developments, and changing or emerging risks and...and critical thinking. + Specific subject matter expertise regarding internal audit disciplines or in one or… more
- M&T Bank (Buffalo, NY)
- …Drive audit teams in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. ... Audit Plan Completion + Stay abreast of best practices , industry developments, and changing or emerging risks and...and critical thinking. + Specific subject matter expertise regarding internal audit disciplines or in one or… more
- Heritage Financial Credit Union (Middletown, NY)
- …or a related field. + Minimum of 3+ years of progressive experience in internal audit , risk management, or regulatory compliance, preferably within a ... Sr. Manager of Internal Audit - Middletown, NY Middletown,...CIA, CPA, or CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements?… more
- Citigroup (New York, NY)
- …are simple, creative, and responsive. **Responsibilities:** + Deliver audit reports, Internal Audit and Regulatory issue validation and business ... overall objective of this role to ensure that Citi Internal Audit 's approach to AI to position...sound ethical judgment regarding personal behaviour, conduct and business practices , and escalating, managing and reporting control issues with… more
- Citigroup (New York, NY)
- …are simple, creative, and responsive. **Responsibilities:** + Deliver audit reports, Internal Audit and Regulatory issue validation and business ... overall objective of this role to ensure that Citi Internal Audit 's approach to AI to position...sound ethical judgment regarding personal behavior, conduct and business practices , and escalating, managing and reporting control issues with… more
- MUFG (New York, NY)
- …Global Internal Audit 's methodology, tools, and templates in line with Internal Audit Standards and regulatory requirements. This role is responsible ... for providing strategic leadership in driving best practices and efficiencies in audit execution. **Education**...knowledge of audit , risks and controls, IIA Internal Audit Standards and regulatory … more
- American Express (New York, NY)
- …and appreciation of IA standards, regulatory , and financial industry guidance and best practices relevant to Internal Audit required + Understanding of ... us define the future of American Express. **About the Internal Audit Group at American Express** Our...a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations;… more
- SMBC (New York, NY)
- …Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates ... AD- or SMBC-level policies; + New business initiatives + Regulatory findings or recommendations; + Audit findings...and procedures to ensure consistency in achieving industry best practices and in minimizing regulatory risk. +… more
- TD Bank (New York, NY)
- …standards for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, ... and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, audits and/or… more