- TD Bank (New York, NY)
- …policy and procedures materials are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing ... defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary… more
- Bank of America (New York, NY)
- …where necessary + Responds to inquiries from regulatory agencies and internal control partners (eg, Audit and Compliance), and provides reporting, as ... accuracy, quality, and timeliness + Defines and executes control practices , including compliance with all regulatory and...by law, and as such affirms in policy and practice to support and promote the concept of equal… more
- Grant Thornton (New York, NY)
- …Trans-Atlantic advisory and tax practice , as well as independent American and Irish audit practices . With $2.7 billion in revenues and more than 50 offices ... As a Managing Director within our Regulatory Compliance & Risk Consulting practice ,...and written communication skills and proficiency with preparing complex internal and externally facing written materials + Strong administrative… more
- Bloomberg (New York, NY)
- …To Have:** + Minimum of 8 years of experience in Compliance, Legal, Risk, Internal Audit , or related functions, with demonstrated experience in regulatory ... information security, enterprise risk management, business continuity, third-party) and regulatory -related controls. As part of risk management practices ,… more
- WMCHealth (Valhalla, NY)
- …Responsibilities: + Develop and implement enterprise-wide medication safety programs and best practice standards. + Lead system regulatory readiness efforts for ... Network Director, Medication Safety and Regulatory Compliance Company: WMC Advanced Physician Services PC City/State: Valhalla, NY Category: Executive/Management… more
- TD Bank (New York, NY)
- …defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary ... US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within US Wholesale Compliance… more
- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As the Regulatory Strategy Lead within the Commercial and Investment Bank Regulatory Engagement ... Management team, you will be responsible for leading regulatory exams and ongoing supervisory engagements. You will collaborate with senior leaders across the… more
- TD Bank (New York, NY)
- …defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- Citigroup (Getzville, NY)
- The Regulatory Analytics Analyst is a VP level position, part of the Regulatory and Analytics function within Enterprise Data Office, the VP will be supporting ... regulatory reporting, data model design and development of a...Reporting teams and senior stake holders + Assist with audit reviews, provide supporting documentation to support reported values… more
- Citigroup (Queens, NY)
- …+ Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in investment and insurance ... and drive credible plans to identify root causes and remediate issues/ regulatory findings, working with cross functional leaders across Wealth. + Support… more