- TD Bank (New York, NY)
- …with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for ... the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress...Global Control Room. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global… more
- American Express (New York, NY)
- …to senior leaders, including the Chief Risk Officer, Operational Risk leadership, and Internal Audit partners. + Lead, coach, and develop a small team ... deadlines. + Partner with the Governance team to support enterprise internal fraud reporting requirements, governance forums, and regulatory engagements.… more
- KeyBank (Albany, NY)
- …external events, and emerging risks. + Assist with supporting the LOB on complaint-related regulatory exam and internal audit activities. + Clearly document ... relationships with all lines of business, mid to senior level management, other internal clients and peers, and Audit . **Required Qualifications** + Bachelor's… more
- American Express (New York, NY)
- …to internal fraud governance standards across the organization. + Manage regulatory requests, control testing support, and audit follow-up to ensure timely ... future of American Express. **Position Summary** The Senior Manager, Internal Fraud Governance plays a key leadership role in...to detail and process rigor. + Experience working with regulatory agencies and managing audit engagements. +… more
- TD Bank (New York, NY)
- …and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, audits and/or ... practices + Leads, motivates and develops relationships with internal and external business partners/stakeholders to develop productive working relationships. +… more
- ManpowerGroup (New York, NY)
- …Conduct comprehensive audits of swap dealer activities to ensure compliance with regulatory requirements. + Assess the effectiveness of internal controls related ... and recommend improvements as needed. + Stay up-to-date on regulatory changes and industry best practices to...the company's adherence to evolving standards. + Collaborate with internal teams to implement audit recommendations and… more
- ManpowerGroup (New York, NY)
- …Conduct comprehensive audits of swap dealer activities to ensure compliance with regulatory requirements. + Assess the effectiveness of internal controls related ... and recommend improvements as needed. + Stay up-to-date on regulatory changes and industry best practices to...the company's adherence to evolving standards. + Collaborate with internal teams to implement audit recommendations and… more
- New York State Civil Service (Albany, NY)
- …assessments of applicants' and Licensees' governance, compliance, and internal audit controls; BSA/AML program; operational, regulatory and legal risks and ... to the supervisory process, such as examination manuals and internal best- practice guides for Limited Purpose Trusts...and remains up-to-date on emerging risks and industry best practices as well as regulatory best … more
- Citigroup (New York, NY)
- …and data security practices . **Auditing Skills:** + An understanding of internal audit standards (eg IIA Standards) and risk management frameworks (eg ... Intelligence (AI). This role is responsible for shaping how Internal Audit leverages AI/GenAI to enhance assurance...learnings and insights on the use of AI for audit assurance, ensuring alignment with best practices .… more
- S&P Global (New York, NY)
- …* Bachelor's degree or equivalent. * 2+ years of experience related to compliance, audit , risk or regulatory management, financial services, or other complex ... **About the Role:** **Grade Level (for internal use):** 09 The Junior Risk Analyst within...based on their skills, experience, and contributions. Our hiring practices emphasize fairness, transparency, and merit, ensuring that we… more