- Axis (New York, NY)
- …for brokers with compliance deficiencies, ensuring timely resolution. * Work closely with internal audit , risk, and legal teams to enhance oversight mechanisms ... broker compliance database with documentation on licensing, financials, legal agreements, and regulatory history. Audit & Monitoring: * Lead and execute broker… more
- NBC Universal (New York, NY)
- …to include but not limited to Enterprise finance compliance teams, external and internal audit groups, company-wide legal compliance groups as well as IT, ... compliance, and control framework is updated to reflect external regulatory and fiscal changes as well as internal...Level Agreement thresholds + Perform Risk Assessment, SOX / Internal Audit Readiness reviews, control rationalization, and… more
- Cherry Bekaert (Albany, NY)
- …clients to ensure a seamless client delivery experience and achieving efficiencies across internal and external audit + Supporting the development of new ... to apply Cherry Bekaert's services + Contributing to the internal development of the practice , including process...or the government environment + In depth knowledge of internal control audit methodologies (Green Book, Yellow… more
- Molina Healthcare (Albany, NY)
- …in order to maintain coding accuracy and excellence. The position also entails producing audit reports for internal and external review. The position may also ... work with other internal departments, including Compliance, Corporate Legal Counsel, and Medical...and makes determinations as to whether the investigation and/or audit identified potential fraud, waste, or abuse. + Coordinates… more
- Binghamton University (Binghamton, NY)
- …governance, cybersecurity, and financial systems; and + ensure that technology and data practices align with Board policies, regulatory requirements, and best ... practices , with a track record of overseeing accurate financial reporting, regulatory compliance, and audit readiness; + excellent written and oral… more
- Wolters Kluwer (New York, NY)
- …+ Review product labeling and promotional materials for consistency with regulatory clearances. + Review new/revised regulations/standards; develop internal ... pursue regulatory knowledge to gain expertise in product submissions and regulatory topics. + Coach and mentor internal cross-functional teams on … more
- M&T Bank (Buffalo, NY)
- …ongoing periodic status updates. Serve a departmental representative in discussions with Internal Audit . + Oversee the design and implementation of departmental ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- Amentum (Albany, NY)
- …ISO 27001. + Strong knowledge of information security controls, risk management, and internal audit processes. + **Relevant certifications such as ISO 27001 Lead ... 27001. Continuously assess and improve controls to address emerging cybersecurity threats, regulatory changes, and industry best practices . + **Audits, Risk… more
- Dow Jones (New York, NY)
- …management application. + Manage the relationships and be the main liaison with Corporate Internal Audit and our External Audit Partner. + Assess processes, ... is a position that will support the Dow Jones Internal Controls and SOX Compliance programs. This position will...Previous experience working with Big 4 firms, in an audit capacity understanding US regulatory , SEC and… more
- Citigroup (New York, NY)
- …industry preferred. + Strong analytical and critical thinking skills with background in internal audit or public accounting. + Knowledge of and experience in ... assesses the accuracy of Citi's implementation of the US Basel regulatory requirements. The team verifies conformance to Citi's interpretation and implementation… more