- JPMorgan Chase (New York, NY)
- …with particular emphasis on Equities as the asset class and your understanding of regulatory and/or audit best practices . In this high-visibility role, you ... partnerships with Line of Business (LOB) and global/regional Compliance teams, including Internal Audit , Operational Risk, and other Control functions. An… more
- BMO Financial Group (New York, NY)
- …including Legal and Regulatory compliance, 2nd Line Compliance, Corporate internal audit , External auditors and various regulators (eg, FINRA), Enterprise ... for regulatory developments globally. + Assist LOB and/or Compliance in regulatory audit preparations or targeted inquiries + Address deficiencies discovered… more
- Citigroup (New York, NY)
- …+ Lead the management of regulatory examinations, including pre- audit preparation, coordination with internal stakeholders, and post-exam follow-up ... requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and… more
- Fresenius Medical Center (Flushing, NY)
- …set up of programs, systems, etc. for new practices . + Monitors practice compliance with all regulatory agencies governing health care delivery and the ... of the practice . + Supports the development and implementation of internal controls for cash management and audit compliance including a compliant… more
- Whitney Young Health Center (Albany, NY)
- …and practices conform to FASB, GAAP, GAAS and all regulatory agency specific requirements. Ensures timely presentation of financial information so that ... compliance with applicable tax codes, rules and regulations. + Establishes best practices in developing, implementing and enforcing internal controls to… more
- Trinity Health (Troy, NY)
- …related to healthcare financial operations and an understanding of external, regulatory , payor and other forces impacting health care financial operations including ... US Generally Accepted Accounting Principles ("GAAP") and other regulatory reporting requirements, IRS regulations, etc. Maintains awareness of new industry… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …statured executive with significant professional experience in financial, legal, compliance, regulatory and/or audit matters (experience in multiple areas ... statured executive with significant professional experience in financial, legal, compliance, regulatory and/or audit matters (experience in multiple areas… more
- Scotiabank (New York, NY)
- …the director will collaborate with key stakeholders - including compliance, legal, internal audit , technology, and business leaders - to enhance AML ... Integration + Work closely with regional AML compliance teams, business units, legal, internal audit , and risk management to ensure a unified approach to… more
- US Tech Solutions (New York, NY)
- …+ Strong Program Manager (PgM): Coordinate, manage, and facilitate a portfolio of regulatory audit projects. Manage end to end, the design of compliance ... regulations. + Experience with managing privacy/security, financial services, and/or content audit programs. For example, regulatory audits (eg, Digital Markets… more
- University of Rochester (Rochester, NY)
- …in internal research audits and provides audit support in the case of internal audit , sponsor audit or FDA audit . **Sponsor Interaction:** + ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE: Under general direction… more