• Associate Manager, Compliance, Training…

    Sumitomo Pharma (Albany, NY)
    … and inspection preparation as part of a cross-functional working team supporting regulatory inspections and internal audits. + Conducts routine AE case quality ... for audit and inspection preparedness and supports PVRM during regulatory inspections and audits. + Global safety planning and coordination member to… more
    Sumitomo Pharma (05/16/25)
    - Related Jobs
  • Sr. Safety Specialist, Campus Dining

    University of Rochester (Rochester, NY)
    …as the Monroe County Health Board. Develops comprehensive action plans based on audit findings and regulatory updates, guiding location managers in proactively ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE Conducts regular audits… more
    University of Rochester (06/02/25)
    - Related Jobs
  • Senior Manager, IT Risk

    Scotiabank (New York, NY)
    …closely with internal and external IT auditors on audits and regulatory exams to demonstrate compliance with obligations and oversee submissions of Requests for ... SME to IT Stakeholders with regards to IT best practices , regulatory obligations, and governance requirements. +...with compliance and risk officers to ensure alignment with regulatory and internal policy expectations. + US… more
    Scotiabank (06/10/25)
    - Related Jobs
  • SOX Financial Auditor II

    M&T Bank (Buffalo, NY)
    …closely with cross-functional teams including within Finance, related businesses, and both internal and external audit teams to facilitate the SOX compliance ... + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
    M&T Bank (07/03/25)
    - Related Jobs
  • Enterprise Risk Manager

    Tradeweb (New York, NY)
    …strategy. **Qualifications** + Minimum 7+ years of experience in enterprise risk, internal audit , or operational risk management within a regulated financial ... risk practices to help advance Tradeweb's risk maturity and regulatory alignment. **Job Responsibilities** + Lead the planning and execution of independent… more
    Tradeweb (06/06/25)
    - Related Jobs
  • AI Transformation - Director

    SMBC (White Plains, NY)
    regulatory frameworks such as BCBS 239, GDPR, OCC/SEC expectations, and internal audit standards + Conduct governance reviews and ensure accurate project ... + Lead the coordination and execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation,… more
    SMBC (06/18/25)
    - Related Jobs
  • Counterparty Credit Risk - Governance & Strategy…

    SMBC (New York, NY)
    …Objectives:** + Lead initiatives to align the firm's CCR framework with industry best practices and regulatory requirements. Serve as a subject matter expert on ... are fully understood. + Prepare and coordinate materials for management committees, regulatory examinations and external/ internal audits. + Represent CCR team in… more
    SMBC (06/10/25)
    - Related Jobs
  • Operational Risk Business Oversight Manager II

    City National Bank (New York, NY)
    …improve the risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high ... regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances,… more
    City National Bank (06/27/25)
    - Related Jobs
  • Operational Resilience - Program and Governance…

    Mizuho Corporate Bank (New York, NY)
    …with applicable regulatory requirements and serve as a liaison with internal audit and external regulators on matters related to operational resilience. ... resilience framework, ensuring alignment with regulatory expectations, industry best practices , and internal policies and standards. + Ensure prioritized… more
    Mizuho Corporate Bank (06/18/25)
    - Related Jobs
  • Executive Director - Global Clinical Trial…

    Merck (Albany, NY)
    …team (eg, salaries & travel). + Country level operational study budgets. + Regulatory Inspections and internal audits; responding to inquiries by health ... essential. The position is accountable for trial quality and audit responses and completion of CAPAs. The incumbent ensures...authorities, ethics committees, and internal auditors in conjunction with CCQM, compliance, Regulatory more
    Merck (06/14/25)
    - Related Jobs