- University of Rochester (Rochester, NY)
- …with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory ... violations of contract terms, recommend corrective actions, and ensure resolution. + ** Audit Management** : Oversee and coordinate internal and external audits,… more
- M&T Bank (Buffalo, NY)
- …relevant work experience + Minimum of 1 year's leadership experience + Experience with internal audit methodology + Solid understanding of internal control ... + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the... internal control standards, including timely implementation of internal and external audit points together with… more
- M&T Bank (Buffalo, NY)
- …partners throughout the First Line of Defense. Partner with Business Lines, Internal Audit , Treasury Division, Credit Administration, etc. as required. + ... tools to enhance risk assessment activities and account for emerging risks; ensure open Internal Audit recommendations are fully resolved in a timely manner. +… more
- Independent Health (Buffalo, NY)
- …of the annual independent CPA audit and tri-annual NYS Insurance Department regulatory audit , Pension, 401k, Employee Welfare and/or OMB audits. + Assist in ... the timely and accurate filing of all quarterly and annual tax and regulatory submissions. This will include the accurate completion and review of quarterly tax… more
- Northwell Health (Lake Success, NY)
- …based on results of compliance audits, monitoring and self-assessments. + Collaborates with internal audit , and faculty practice and corporate compliance to ... assessment of research compliance risk areas and assists with billing/documentation and regulatory risk assessments; develops, implements, and oversees audit and… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …statured executive with significant professional experience in financial, legal, compliance, regulatory and/or audit matters (experience in multiple areas ... statured executive with significant professional experience in financial, legal, compliance, regulatory and/or audit matters (experience in multiple areas… more
- JPMorgan Chase (New York, NY)
- …The candidate should possess expertise in Compliance and a strong understanding of regulatory , audit , and related best practices . The responsibilities ... Line of Business (LOB), global and regional Compliance teams, Internal Audit , Operational Risk, Control, and other...environment and embrace collaboration + Demonstrates a passion for regulatory best practices and a desire to… more
- MTA (New York, NY)
- …adjust MTA policies and procedures when necessary + Design, implement and monitor internal audit and reporting systems to measure program effectiveness and to ... ensure inclusion and nondiscrimination and the review, monitoring and audit of all agency MTA -wide activities to ensure...-wide activities to ensure compliance with state and federal regulatory and policy requirements as they relate to equal… more
- Citigroup (New York, NY)
- …advisor to senior management, ensuring all digital asset activities align with regulatory requirements, internal policies, and the company's risk appetite. **Key ... (KYC) and Customer Due Diligence (CDD) processes. + Stay abreast of emerging regulatory trends, enforcement actions, and industry best practices in the crypto… more
- City of New York (New York, NY)
- …of Social Services (DSS) and ensuring that DSS complies with all statutory, regulatory and contractual standards. Within DSS-AO, resides an area called the Office of ... the Medicaid Quality Control Unit (MAQC). They conduct complex internal audits and quality control reviews to identify areas...Control Case Review Supervisor who will: - Review the audit findings determined by the Quality Control Case Reviewers… more