- TD Bank (New York, NY)
- …and customer protection as well as maintaining key relationships with both internal and regulatory stakeholders (SEC/FINRA/NFA/External Audit ). **_Overall ... the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress...areas within and outside of Finance; + Optimize the regulatory reporting results into useful analytics for internal… more
- M&T Bank (Buffalo, NY)
- …closely with cross-functional teams including within Finance, related businesses, and both internal and external audit teams to facilitate the SOX compliance ... management. Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- PNC (New York, NY)
- …Control, Strategic Objectives **Competencies** Anti-money Laundering/Sanctions Policies and Procedures, Audit And Compliance Function, Fraud Management, Internal ... *General knowledge of Collateral Management procedures. *Experience working with Regulatory -driven Liquidity Ratios (LCR and NSFR). *Proficient in understanding… more
- Citigroup (New York, NY)
- …requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and ... of new regulatory requirements. + Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations,… more
- Deloitte (Jericho, NY)
- …summaries, credit calculations, completed tax forms, supporting files, memoranda, and IRS audit responses + Monitor legislative and regulatory tax developments ... Our Global Investment and Innovation Incentives ("Gi3") practice provides our clients a broad range of...across all member firms - Tax, Advisory, Consulting, and Audit and Assurance. The ideal candidate is invested in… more
- Deloitte (Jericho, NY)
- …summaries, credit calculations, completed tax forms, supporting files, memoranda, and IRS audit responses + Monitor legislative and regulatory tax developments ... Our Global Investment and Innovation Incentives ("Gi3") practice provides our clients a broad range of...across all member firms - Tax, Advisory, Consulting, and Audit and Assurance. The ideal candidate is invested in… more
- SMBC (New York, NY)
- …support as necessary for matters requiring escalation. + Interfaces with regulators and Internal Audit during compliance related examinations / audits related to ... regulatory inquiries. + Advises on the maintenance of internal policies and procedures with focus on current compliance...other supports units to help create and maintain best practice across the Firm. + Plays a key role… more
- TD Bank (New York, NY)
- …regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... practices + Leads, motivates and develops relationships with internal and external business partners/stakeholders to develop productive working relationships +… more
- Trinity Health (Troy, NY)
- …and providers regarding non- regulatory quality items like general documentation practices , progression of care, safety planning, internal and external ... of Mental Health. They will manage incident-related communications with internal and external agencies, lead incident investigations, facilitate the formulation… more
- Deloitte (Jericho, NY)
- …summaries, credit calculations, completed tax forms, supporting files, memoranda, and IRS audit responses + Monitor legislative and regulatory tax developments ... Our Business Tax Services ("BTS") practice provides our clients a broad range of...across all member firms - Tax, Advisory, Consulting, and Audit and Assurance. The ideal candidate is invested in… more