- TD Bank (New York, NY)
- … practices + Leads, motivates and develops relationships with internal and external business partners/stakeholders to develop productive working relationships + ... defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary… more
- Lactalis American Group Inc. (Buffalo, NY)
- … regulatory affairs, case law technological developments, and best practices . . Direct the development, implementation, communication, and management of EHS ... insurance carrier, schedules routine updates and routinely reports claims status to internal stakeholders. . Develop and implement audit tools (such as… more
- Citigroup (New York, NY)
- …requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and ... of new regulatory requirements. + Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations,… more
- Citigroup (New York, NY)
- …requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and ... of new regulatory requirements. + Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations,… more
- TD Bank (New York, NY)
- …surveillance deployments, and surveillance enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure ... defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary… more
- Deloitte (New York, NY)
- …summaries, credit calculations, completed tax forms, supporting files, memoranda, and IRS audit responses + Monitor legislative and regulatory tax developments ... Our Global Investment and Innovation Incentives ("Gi3") practice provides our clients a broad range of...across all member firms - Tax, Advisory, Consulting, and Audit and Assurance. The ideal candidate is invested in… more
- Deloitte (New York, NY)
- …summaries, credit calculations, completed tax forms, supporting files, memoranda, and IRS audit responses + Monitor legislative and regulatory tax developments ... Our Global Investment and Innovation Incentives ("Gi3") practice provides our clients a broad range of...across all member firms - Tax, Advisory, Consulting, and Audit and Assurance. The ideal candidate is invested in… more
- Citigroup (New York, NY)
- …and artifacts which evidence the completeness and accuracy of work done to complete audit , regulatory , first and second line issues as they go through the ... will demonstrate strong and disciplined analytical skills, developed through a consulting, audit , controls, QA or other similar function. The IQA Lead will be… more
- TD Bank (New York, NY)
- …is a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at ... review quality and methodology. + Act as a strategic advisor on evolving regulatory expectations, enforcement trends, and industry best practices in market… more
- TD Bank (New York, NY)
- …all matters of confidentiality + Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... practices + Leads, motivates and develops relationships with internal and external business partners/ stakeholders to develop productive working relationships… more