- Stony Brook University (Stony Brook, NY)
- …security, Office of Research Compliance, SBU Chief Privacy Officer, Office of Compliance, Audit and Privacy and other internal stakeholders to ensure that data ... reports to stakeholders. + **Compliance Monitoring:** + Monitor and audit data sharing practices to ensure ongoing...and data management. + **Training and Support:** + Educate internal staff and research teams on best practices… more
- RGP (New York, NY)
- …affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice . Our Senior Managers lead teams of industry experts ... As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice , you will lead strategic...Lead and manage client engagements focused on risk management, regulatory compliance, and audit remediation across banking,… more
- Highmark Health (Albany, NY)
- …job is responsible for the accounting functions related to financial and regulatory reporting including preparing financial and regulatory reports in accordance ... **ESSENTIAL RESPONSIBILITIES** + Ensure timely and accurate preparation of internal and external financial reportingdeliverables (eg audited financial statements,… more
- City National Bank (New York, NY)
- …improve the risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high ... ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental… more
- TD Bank (New York, NY)
- … mapping is fit for purpose. + Initiate research to keep current on regulatory rule requirements and any internal business changes (eg new businesses or ... reports being filed. + Continuously develop strong understanding of best practices from regulatory supervisors. + Escalate timely to senior management… more
- MTA (New York, NY)
- …adjust MTA policies and procedures when necessary + Design, implement and monitor internal audit and reporting systems to measure program effectiveness and to ... to ensure diversity, inclusion and nondiscrimination; and the review, monitoring and audit of (The Agency's) policies and procedures to ensure compliance with local,… more
- Broadview FCU (Albany, NY)
- …one or more certifications in the following focus areas: Enterprise Risk Management, Internal Audit , and/or Internal Controls. + Advanced quantitative ... effective model deployment and maintenance. + Conduct research to ensure modeling practices align with industry standards and regulatory expectations. + Apply… more
- Rochester Regional Health (Rochester, NY)
- …control activities relating to technologies. + Liaise with QA to complete internal and external audit findings. + Coordinate trouble-shooting activities with ... and training, as required. Ensures all documentation is appropriate for the regulatory environment. Oversees and directs all R&D client interaction and external… more
- The Estee Lauder Companies (New York, NY)
- …proposals, stakeholder engagement *Collaborate across departments: IR, Finance, Treasury, Tax, Internal Audit , Communications, HR, and Corp Citizenship & ... of Corp Secretary's office, including maintenance of corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... threats, responding to security incidents, and staying updated on the latest security practices are also essential aspects of their role. Experience with Aqua or… more