- Robert Half Finance & Accounting (New York, NY)
- …how system features support compliance and internal controls. * Monitor regulatory changes and industry best practices to regularly update control frameworks ... organizational improvements. Requirements * Minimum of 5 years of experience in SOX compliance, internal audit , or related fields. * Strong expertise in SOX, … more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... a Lead Auditor or Manager. + As part of audit execution, conduct effective walkthroughs, accurately identify risks and...+ Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the… more
- Bank of America (New York, NY)
- …and reports audit findings. + Works closely with teammates from multiple internal audit teams to ensure a comprehensive coverage of model uses across ... specific business units or control functions. Key responsibilities include leading the audit assessment of effectiveness of controls supporting the model life cycle… more
- Deloitte (New York, NY)
- …are in the process of expanding Deloitte's Accounting, Controls and Reporting Advisory practice . We are seeking professionals who want to build off their existing ... audit knowledge and use such knowledge on exciting advisory...standard implementations, to transaction support, the leaders of our practice will help you in expanding your experience base… more
- City National Bank (New York, NY)
- …banks 2nd line IT & Resilience risk management program in line with industry best practice , regulatory requirements and other RBC entities in the US. Manages a ... YOU DO?* * Oversee IT & Resilience risk management practices covering all facets of the IT and Resilience...along with associated documentation, and reporting. * Reviews key audit , regulatory and client due diligence to… more
- TD Bank (New York, NY)
- …is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **Job Accountabilities:** + ... the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress...making + Partners with Business to proactively prepare for internal / regulatory requests, testing engagements, exams,… more
- Ankura (NY)
- …procedures, and ethical behavior. + Work with colleagues, clients, fraud examiners, internal and external auditors, lawyers, and regulatory authorities on ... Ankura is a team of excellence founded on innovation and growth. Practice Overview: Ankura's Global Investigations & Forensic Accounting team assists companies with… more
- Wellington (New York, NY)
- …to investment, business and infrastructure teams, on information barrier requirements, regulatory obligations and related internal policies and procedures + ... team coverage model, and assist with enhancing and maintaining team documentation practices + Participate in developing and conducting regulatory training +… more
- Outreach Development Corporation (Richmond Hill, NY)
- …of organizational investments to optimize returns and align with the organization's values. Audit and Internal Controls + Collaborate with external auditors to ... grant expenditures and revenue recognition follow grant agreements and regulatory requirements. Risk Management + Identify, assess, and mitigate...the annual audit process and address any audit findings. + Maintain robust internal controls… more
- Broadview FCU (Albany, NY)
- …and Board of Directors as needed + Coordinate and successfully execute annual ALM audits ( internal audit , NCUA audit , external audit ) + Coordinate with ... union. This entails sophisticated savvy leadership, governance, and risk management practices commensurate with a $10 billion plus credit union facing historically… more