- TD Bank (New York, NY)
- …utilize and follow compliance/risk and control programs. Ensure ongoing compliance with internal / external audit and regulatory requirements. Provide ... defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary… more
- TD Bank (New York, NY)
- …reporting and other activities** + **Centralized policy and reports inventories** + ** Internal Audit , regulatory exam, and ongoing supervision management, ... overall enterprise strategies and objectives. + Provides responses to regulatory agencies and Internal Audit ....practices applicable to the discipline + Adheres to internal policies/procedures and applicable regulatory guidelines +… more
- Amazon (New York, NY)
- … audit experience related to business processes, risk mitigation, program compliance, regulatory compliance, internal audit , or other control and ... are meeting legal and contractual obligations relating to business practices , driver / provider eligibility, and safety standards. You... audit findings to carrier partners - Prepare internal audit reports and compliance documentation -… more
- TD Bank (New York, NY)
- …standards for testing, monitoring, risk assessment, reporting and other activities;** + ** Internal Audit , regulatory exam, and ongoing supervision ... of insurance regulation.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products… more
- Synchrony (New York, NY)
- …processes, risks, and controls across Synchrony while demonstrating a strong understanding of Internal Audit practices and principles. The incumbent will ... and experience in audit methodology, standards, and practices , including Institute of Internal Auditors standards...various risk families in a progressive internal audit department + Understanding of the relevant regulatory… more
- M&T Bank (Buffalo, NY)
- …Technology and Cybersecurity Risk, and internal partners such as the Risk Division, Internal Audit , and Regulatory Affairs. + Work is accomplished with ... management framework and programs that informs how to align practices with business objectives and regulatory requirements,...Risk Management role within the three lines of defense. Internal Audit experience preferred. + Experience working… more
- SMBC (New York, NY)
- …Provide ongoing training to internal audit staff on quality assurance practices , audit methodologies, and regulatory updates. * Prepare and present ... its employees. **Role Description** SMBC is seeking an experienced Internal Audit QA Director responsible for contributing... function. * Monitor compliance with internal audit policies and procedures and relevant regulatory … more
- TD Bank (New York, NY)
- …and standards for testing, monitoring, risk assessment, reporting and other activities; Internal Audit , regulatory exam, and ongoing supervision management, ... the oversight of Global Relay for communication oversight. + Ensure alignment with regulatory requirements and industry best practices . + Conduct monitoring and… more
- Highmark Health (Albany, NY)
- …the case. Conduct audits for proactive and investigative purposes to comply with internal audit and regulatory requirements. **ESSENTIAL RESPONSIBILITIES** + ... audits for proactive and investigative purposes to comply with internal audit and regulatory requirements....1996 (HIPAA) as described in the Notice of Privacy Practices and Privacy Policies and Procedures as well as… more
- City National Bank (New York, NY)
- …an enhanced operating model for 2LOD review and challenge activities which meet Internal Audit and regulatory expectations * Understand material existing ... and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams...1LOD stakeholders, 2LOD risk type and capability teams, and Internal Audit across disciplines in support of… more