- TD Bank (New York, NY)
- …standards for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, ... and investment handbooks.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products… more
- Grant Thornton (New York, NY)
- …industry related certifications preferred + Preferred experience in management consulting, internal audit , regulatory compliance, and/or forensic engagements ... + Reviewing construction contracts, financial statements, job cost reports, internal policies, and process maps to identify cost savings,...practice , as well as independent American and Irish audit practices . With $2.7 billion in revenues… more
- Grant Thornton (New York, NY)
- …industry related certifications required. + Preferred experience in management consulting, internal audit , regulatory compliance, and/or forensic ... + Reviewing construction contracts, financial statements, job cost reports, internal policies, and process maps to identify cost savings,...practice , as well as independent American and Irish audit practices . With $2.7 billion in revenues… more
- Citigroup (New York, NY)
- … and compliance requirements + Represent CCR Product development team in various Internal audit and Regulatory discussions to provide firsthand information ... regulatory goals, as well as consistency and best practices . The Counterparty Credit Risk (CCR) product development team...-2 level MDs, Trading Desk Heads, Sales teams and Internal Audit + Lead delivery of a… more
- Datavant (Albany, NY)
- …frameworks and compliance integration in technology environments. + Experience collaborating with internal audit or regulatory compliance teams. + ... and execution of regional or functional privacy audits in partnership with the Internal Audit and Compliance teams. + Collaborate with business units to… more
- TD Bank (New York, NY)
- …procedures and controls, for all department processes. + Ensure ongoing compliance with internal / external audit and regulatory requirements. + Provide ... the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress...audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight… more
- Citigroup (Getzville, NY)
- …Operational Issue Management resolution stemming from both Internal Citi self-identified, Internal Audit and Regulatory driven initiatives. We construct, ... our central risk management platform. + Support Markets Operations teams with Audit reviews and questions relating to risk metrics management, governance and… more
- Capital One (New York, NY)
- …improvement of risk and program management practices + Support interactions with Internal Audit and Regulatory agencies related to our work, as ... + At least 3 years of Financial Services industry experience, including familiarity with regulatory practices + At least 7 years of experience consulting with… more
- Capgemini (New York, NY)
- …Competence Center + Remediation program: supporting internal audits and closing internal audit or regulatory recommendations + Providing insights and ... recommendations to improve risk management practices , particularly in areas such as operational risk, resiliency...(either through work with a consulting firm, or in internal projects), ideally with a track record in one… more
- Huntington National Bank (New York, NY)
- …and related regulatory areas. + Act as the main contact for Regulatory , Internal Audit , and Compliance examinations related to third-party programs. ... and sponsorship activities. + Review operational controls, compliance reports, and audit findings to ensure adherence to Huntington standards and regulatory… more