- Broadview FCU (Albany, NY)
- …Have one or more certifications in the following focus areas: Enterprise Risk Management, Internal Audit , and/or Internal Controls. + Strong understanding of ... to maintain a culture of compliance that reflects shared values, goals, and practices . Provide an independent risk perspective to help ensure that management' s… more
- Santander US (New York, NY)
- …sanctions matters. Oversee audits and assessments of sanctions compliance, working with internal audit and external regulators. Provide strategic guidance and ... Represents or supports the representation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and legal… more
- SMBC (New York, NY)
- …analysis). + Document model assumptions, limitations, and governance processes to meet audit and regulatory standards. + Implement controls to maintain model ... best practices (eg, PD calibration for low-default portfolios) and regulatory updates. + Stakeholder Engagement + Present model outputs, limitations, and… more
- Amazon (New York, NY)
- …in a manner compliant with highest risk transportation, contractual, legal, regulatory , and policy requirements. We drive adoption and implementation of pragmatic ... to enable business growth. We protect Amazon's brand by partnering with internal and external teams to proactively measure leading risk indicators. We shape… more
- University of Rochester (Rochester, NY)
- …with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE: Develops and implements… more
- University of Rochester (Rochester, NY)
- …education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE With general oversight ... oversees a variety of financial activities, including accounting, financial analysis, audit , credit, collections and financial risk mitigation for the $18 million… more
- Cardinal Health (Albany, NY)
- …of information security requirements, planning, design, implementation, and periodic audit /validation of effectiveness of all security controls. Accountabilities: + ... by developing and implementing testing and validation processes to periodically audit systems. + Collaborate with managed security service provider (MSSP) to… more
- KeyBank (New York, NY)
- …actions for issues identified through control testing and by others, including Internal Audit , Compliance, regulators, and management self-identified issues. + ... 1st and 2nd Line of Defense on audits, remediations, regulatory exams, and to improve risk management practices...of 1 year of experience in marketing, controls testing, internal audit , quality control roles, or other… more
- Molina Healthcare (Albany, NY)
- …in order to maintain coding accuracy and excellence. The position also entails producing audit reports for internal and external review. The position may also ... Generate and provide accurate and timely written reports for internal and/external use detailing audit findings. *...audit findings. * Render provider education on appropriate practices (eg, coding) as appropriate based on national or… more
- Citigroup (Getzville, NY)
- …by preparing and recording financial transactions for legal vehicle and regulatory reporting purposes, updating the general ledger, recording financial transactions, ... in accordance with management reporting requirements, for legal vehicle & regulatory purposes. Also, includes specialized accounting, such as equity compensation,… more