- Citigroup (Getzville, NY)
- …management, Data modeling and workflow mapping. + 2+ years experience working with internal /external audit / regulatory groups is preferred. + Advanced project ... the business on ER strategy, policy requirements and preferred practices . + Interacts with business and technology management to...(CAPs) and / or Risk Exceptions (REs). + Support Internal Audit reviews and/or internal … more
- Cherry Bekaert (NY)
- …Tax, and Advisory teams. + Champion the evolution of RAS offerings, including Internal Audit , Regulatory Compliance, Risk Management, and SOX. Leverage ... pivotal role in shaping and scaling our $16M+ RAS practice , with a balanced focus on **client service** ,...initiatives and external forums. + Identify and deliver outsourced internal audit services to banks and credit… more
- HSBC (New York, NY)
- …ensure controls/procedures are designed effectively and operate robustly such that they meet internal and external audit and regulatory expectations + ... include, but are not limited to, Financial Reporting Risk, Regulatory Reporting Risk, Model Risk, Data Risk and People...Team, senior management in Global Finance, Enterprise Risk Management, Internal Audit , External Auditors and regulators +… more
- TD Bank (New York, NY)
- …Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics to Conduct ... capital markets industry with strong subject matter expertise in financial markets, regulatory requirements, industry best practices , and related systems and… more
- Citigroup (Getzville, NY)
- …Operational Issue Management resolution stemming from both Internal Citi self-identified, Internal Audit and Regulatory driven initiatives. We construct, ... our central risk management platform. + Support Markets Operations teams with Audit reviews and questions relating to risk metrics management, governance and… more
- Capgemini (New York, NY)
- …Competence Center + Remediation program: supporting internal audits and closing internal audit or regulatory recommendations + Providing insights and ... recommendations to improve risk management practices , particularly in areas such as operational risk, resiliency...(either through work with a consulting firm, or in internal projects), ideally with a track record in one… more
- Synchrony (New York, NY)
- …across Internal Audit , while demonstrating a strong understanding of Internal Audit practices and principles. Key responsibilities include driving ... annual audit plan development and quarterly refresh, audit committee and board reporting, regulatory engagement,...throughout the year. This role reports to the SVP, Internal Audit Professional Practices . **_Our… more
- American Express (New York, NY)
- …procedures are robust, effective, and align with regulatory requirements and best practices . The Audit & Regulatory Engagement team supports the ... Audit Coordination:** Support the end-to-end management of regulatory exams and internal audits, including tracking...** Regulatory & Compliance Monitoring:** Stay informed of regulatory developments and industry best practices to… more
- KeyBank (Amherst, NY)
- …with mid to senior level management, other internal clients and peers, internal audit , industry peers, and regulatory examiners. + Participate in ... other groups within Key including the lines of business, other risk management teams and internal audit . **Essential Job Functions** + Lead and manage a team of… more
- KeyBank (Amherst, NY)
- …with mid to senior level management, other internal clients and peers, Internal Audit , industry peers, and regulatory examiners. + Participate in ... other groups within Key including the lines of business, other risk management teams and internal audit . **Essential Job Functions** + Lead and manage a team of… more